0000908834-12-000361.txt : 20121204 0000908834-12-000361.hdr.sgml : 20121204 20121204160830 ACCESSION NUMBER: 0000908834-12-000361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121204 DATE AS OF CHANGE: 20121204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollack Jonathan CENTRAL INDEX KEY: 0001403564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 121240735 MAIL ADDRESS: STREET 1: 2300 YONGE STREET STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4625 RED BANK ROAD, SUITE 200 CITY: CINCINNATI STATE: OH ZIP: 45227 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-11-30 0000003197 CECO ENVIRONMENTAL CORP CECE 0001403564 Pollack Jonathan 2300 YONGE STREET SUITE 1710 TORONTO A6 M4P 1E4 ONTARIO, CANADA 1 0 0 0 Common Stock 2012-11-30 4 C 0 37500 4.00 A 37500 I See footnote Common Stock 2300 D Common Stock 2300 I By spouse 6% Convertible Debenture (right to buy) 4.00 2012-11-30 4 C 0 150000.00 0 D 2009-11-26 2014-11-26 Common Stock 37500 0 I See footnote By JMP FAM Holdings Inc. over which filer has sole voting and dispositive control. /s/ Kathryn A. Erickson as Attorney-in-Fact for Jonathan Pollack 2012-12-04