0000908834-12-000359.txt : 20121204 0000908834-12-000359.hdr.sgml : 20121204 20121204160751 ACCESSION NUMBER: 0000908834-12-000359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121204 DATE AS OF CHANGE: 20121204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4625 RED BANK ROAD, SUITE 200 CITY: CINCINNATI STATE: OH ZIP: 45227 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEZWIREK JASON CENTRAL INDEX KEY: 0000946589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 121240729 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER NAME: FORMER CONFORMED NAME: DEZWIREK JASON LOUIS DATE OF NAME CHANGE: 19950613 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-11-30 0000003197 CECO ENVIRONMENTAL CORP CECE 0000946589 DEZWIREK JASON 2300 YONGE STREET SUITE 1710 TORONTO A6 M4P 1E4 ONTARIO, CANADA 1 1 1 0 Secretary Common Stock 2012-11-30 4 C 0 550000 4.00 A 2574736 I By Icarus Investment Corp. Common Stock 2012-11-30 4 C 0 200000 4.00 A 1361770 D 6% Convertible Debenture (right to buy) 4.00 2012-11-30 4 C 0 2200000.00 0 D 2009-11-26 2014-11-26 Common Stock 550000 0 I By Icarus Investment Corp. 6% Convertible Debenture (right to buy) 4.00 2012-11-30 4 C 0 800000.00 0 D 2009-11-26 2014-11-26 Common Stock 200000 0 D Filer is an officer of Icarus Investment Corp. and disclaims beneficial ownership except to the extent of his pecuniary interest therein. /s/ Kathryn A. Erickson as Attorney-in-Fact for Jason DeZwirek 2012-12-04