-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DeZGCchJ4y3LgwmugD/ib/FQGovLv04Dm7Sd2Lqwc4Mp3TDrS6fbyFU0XH1RsLqW klLcgGrq8lPU3MerwQM97g== 0000908834-09-000389.txt : 20091130 0000908834-09-000389.hdr.sgml : 20091130 20091130160648 ACCESSION NUMBER: 0000908834-09-000389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091126 FILED AS OF DATE: 20091130 DATE AS OF CHANGE: 20091130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEZWIREK PHILLIP CENTRAL INDEX KEY: 0000897715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 091212214 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3120 FORRER STREET CITY: CINCINNATI STATE: OH ZIP: 45209 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 505 UNIVERSITY AVENUE STREET 2: SUITE 1400 CITY: TORONTO STATE: A6 ZIP: M5G 1X3 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-11-26 0000003197 CECO ENVIRONMENTAL CORP CECE 0000897715 DEZWIREK PHILLIP 2300 YONGE STREET, SUITE 1710 PO BOX 2408 TORONTO A6 M4P 1E4 ONTARIO, CANADA 1 1 1 0 Chief Executive Officer 6% Convertible Debenture (right to buy) 4.00 2009-11-26 4 P 0 550000 2200000.00 A 2009-11-26 2014-11-26 Common Stock 550000 550000 I See footnote The convertible debenture is covertible into common stock of the Company at any time prior to the repayment date. It is payable upon the earlier of (i) November 26, 2014, (ii) the consent of holder, or (iii) upon certain changes of control. These securities are held by Icarus Investment Corp., an Ontario corporation and f/k/a/ Can-Med Technology Inc. d/b/a/ Green Diamond Oil Corp. which is controlled by Icarus Investment Corp., a Delaware corporation, which is owned 50% by filer. Filer is an indirect beneficial owner of these reported securities. /s/ Phillip DeZwirek 2009-11-27 -----END PRIVACY-ENHANCED MESSAGE-----