0000899243-20-016540.txt : 20200615 0000899243-20-016540.hdr.sgml : 20200615 20200615170433 ACCESSION NUMBER: 0000899243-20-016540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200611 FILED AS OF DATE: 20200615 DATE AS OF CHANGE: 20200615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollack Jonathan CENTRAL INDEX KEY: 0001403564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 20964104 MAIL ADDRESS: STREET 1: 2300 YONGE STREET STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14651 NORTH DALLAS PARKWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (513) 458-2600 MAIL ADDRESS: STREET 1: 4625 RED BANK ROAD STREET 2: SUITE 200 CITY: CINCINNATI STATE: OH ZIP: 45227 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-11 0 0000003197 CECO ENVIRONMENTAL CORP CECE 0001403564 Pollack Jonathan 14651 NORTH DALLAS PARKWAY SUITE 500 DALLAS TX 75254 1 0 0 0 Common Stock 2020-06-11 4 A 0 11667 0.00 A 87746 D Common Stock 85200 I See footnote Common Stock 2300 I By Spouse These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc. /s/ Paul M. Gohr, Attorney-in-Fact for Jonathan Pollack 2020-06-15