0000899243-17-025897.txt : 20171109 0000899243-17-025897.hdr.sgml : 20171109 20171109212840 ACCESSION NUMBER: 0000899243-17-025897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171109 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollack Jonathan CENTRAL INDEX KEY: 0001403564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 171192578 MAIL ADDRESS: STREET 1: 2300 YONGE STREET STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14651 NORTH DALLAS PARKWAY STREET 2: SUITE 500 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: (513) 458-2600 MAIL ADDRESS: STREET 1: 4625 RED BANK ROAD STREET 2: SUITE 200 CITY: CINCINNATI STATE: OH ZIP: 45227 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-09 0 0000003197 CECO ENVIRONMENTAL CORP CECE 0001403564 Pollack Jonathan 2300 YONGE STREET, SUITE 1710 TORONTO A6 M4P 1E4 ONTARIO, CANADA 1 0 0 0 Common Stock 2017-11-09 4 P 0 8900 5.87 A 65200 I See footnote Common Stock 2300 I By Spouse Common Stock 26146 D Price reflects a weighted average price for multiple transactions that ranged from $5.84 to $5.89 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc. /s/ Paul M. Gohr, Attorney-in-Fact for Jonathan Pollack 2017-11-09