0000899243-17-025897.txt : 20171109
0000899243-17-025897.hdr.sgml : 20171109
20171109212840
ACCESSION NUMBER: 0000899243-17-025897
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171109
FILED AS OF DATE: 20171109
DATE AS OF CHANGE: 20171109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pollack Jonathan
CENTRAL INDEX KEY: 0001403564
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07099
FILM NUMBER: 171192578
MAIL ADDRESS:
STREET 1: 2300 YONGE STREET
STREET 2: SUITE 1710
CITY: TORONTO
STATE: A6
ZIP: M4P 1E4
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP
CENTRAL INDEX KEY: 0000003197
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 132566064
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14651 NORTH DALLAS PARKWAY
STREET 2: SUITE 500
CITY: DALLAS
STATE: TX
ZIP: 75254
BUSINESS PHONE: (513) 458-2600
MAIL ADDRESS:
STREET 1: 4625 RED BANK ROAD
STREET 2: SUITE 200
CITY: CINCINNATI
STATE: OH
ZIP: 45227
FORMER COMPANY:
FORMER CONFORMED NAME: API ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC
DATE OF NAME CHANGE: 19851210
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-09
0
0000003197
CECO ENVIRONMENTAL CORP
CECE
0001403564
Pollack Jonathan
2300 YONGE STREET, SUITE 1710
TORONTO
A6
M4P 1E4
ONTARIO, CANADA
1
0
0
0
Common Stock
2017-11-09
4
P
0
8900
5.87
A
65200
I
See footnote
Common Stock
2300
I
By Spouse
Common Stock
26146
D
Price reflects a weighted average price for multiple transactions that ranged from $5.84 to $5.89 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc.
/s/ Paul M. Gohr, Attorney-in-Fact for Jonathan Pollack
2017-11-09