0000899243-16-036361.txt : 20161228 0000899243-16-036361.hdr.sgml : 20161228 20161228171513 ACCESSION NUMBER: 0000899243-16-036361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161223 FILED AS OF DATE: 20161228 DATE AS OF CHANGE: 20161228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4625 RED BANK ROAD, SUITE 200 CITY: CINCINNATI STATE: OH ZIP: 45227 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lang Jeffrey CENTRAL INDEX KEY: 0001484378 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 162073111 MAIL ADDRESS: STREET 1: 1701 SAVANNAH DRIVE CITY: MCKINNEY STATE: TX ZIP: 75070 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-23 0 0000003197 CECO ENVIRONMENTAL CORP CECE 0001484378 Lang Jeffrey 1701 SAVANNAH DRIVE MCKINNEY TX 75070 1 1 0 0 CEO and President Common Stock 2016-12-23 4 M 0 5928 3.78 A 151957 D Common Stock 2016-12-23 4 S 0 5928 14.3108 D 146029 D Common Stock 2016-12-27 4 M 0 4072 3.78 A 150101 D Common Stock 2016-12-27 4 S 0 4072 14.30 D 146029 D Common Stock 2016-12-28 4 M 0 10000 3.78 A 156029 D Common Stock 2016-12-28 4 S 0 10000 14.2293 D 146029 D Stock Option (right to buy) 3.78 2016-12-23 4 M 0 5928 0.00 D 2020-02-15 Common Stock 5928 294072 D Stock Option (right to buy) 3.78 2016-12-27 4 M 0 4072 0.00 D 2020-02-15 Common Stock 4072 290000 D Stock Option (right to buy) 3.78 2016-12-28 4 M 0 10000 0.00 D 2020-02-15 Common Stock 10000 280000 D Price reflects a weighted average price for multiple transactions that ranged from $14.30 to $14.34 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Price reflects a weighted average price for multiple transactions that ranged from $14.09 to $14.38 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. This option is fully vested. /s/ Jeff Lang 2016-12-28