0000899243-16-020144.txt : 20160516 0000899243-16-020144.hdr.sgml : 20160516 20160516191601 ACCESSION NUMBER: 0000899243-16-020144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160512 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4625 RED BANK ROAD, SUITE 200 CITY: CINCINNATI STATE: OH ZIP: 45227 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollack Jonathan CENTRAL INDEX KEY: 0001403564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 161655772 MAIL ADDRESS: STREET 1: 2300 YONGE STREET STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-12 0 0000003197 CECO ENVIRONMENTAL CORP CECE 0001403564 Pollack Jonathan 2300 YONGE STREET, SUITE 1710 TORONTO A6 M4P 1E4 ONTARIO, CANADA 1 0 0 0 Common Stock 2016-05-12 4 A 0 5675 0.00 A 15351 D Common Stock 2300 I By Spouse Common Stock 49500 I See footnote These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc. /s/ Jonathan Pollack 2016-05-16