0000899243-15-009018.txt : 20151130
0000899243-15-009018.hdr.sgml : 20151130
20151130213526
ACCESSION NUMBER: 0000899243-15-009018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151125
FILED AS OF DATE: 20151130
DATE AS OF CHANGE: 20151130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP
CENTRAL INDEX KEY: 0000003197
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 132566064
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4625 RED BANK ROAD, SUITE 200
CITY: CINCINNATI
STATE: OH
ZIP: 45227
BUSINESS PHONE: 4165936543
MAIL ADDRESS:
STREET 1: 2300 YONGE STREET, P.O. BOX 2408
STREET 2: SUITE 1710
CITY: TORONTO
STATE: A6
ZIP: M4P 1E4
FORMER COMPANY:
FORMER CONFORMED NAME: API ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC
DATE OF NAME CHANGE: 19851210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cape Arthur
CENTRAL INDEX KEY: 0001327850
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07099
FILM NUMBER: 151261106
MAIL ADDRESS:
STREET 1: 4832 MELROSE AVE
CITY: MONTREAL
STATE: A8
ZIP: H3X 3P5
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-25
0
0000003197
CECO ENVIRONMENTAL CORP
CECE
0001327850
Cape Arthur
5249 BESSBOROUGH AVENUE
MONTREAL
A8
H4V 2S5
QUEBEC, CANADA
1
0
0
0
Common Stock
2015-11-25
4
M
0
6000
4.86
A
27376
D
Common Stock
2015-11-25
4
S
0
6000
8.54
D
21376
D
Stock Option (right to buy)
4.86
2015-11-25
4
M
0
6000
0.00
D
2020-05-19
Common Stock
6000
0
D
Price reflects a weighted average price for multiple transactions that ranged from $8.52 to $8.59 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The option vested in three equal annual installments on the anniversary of the grant date commencing May 20, 2011.
/s/ Arthur Cape
2015-11-30