0000899243-15-009018.txt : 20151130 0000899243-15-009018.hdr.sgml : 20151130 20151130213526 ACCESSION NUMBER: 0000899243-15-009018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151125 FILED AS OF DATE: 20151130 DATE AS OF CHANGE: 20151130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4625 RED BANK ROAD, SUITE 200 CITY: CINCINNATI STATE: OH ZIP: 45227 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cape Arthur CENTRAL INDEX KEY: 0001327850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 151261106 MAIL ADDRESS: STREET 1: 4832 MELROSE AVE CITY: MONTREAL STATE: A8 ZIP: H3X 3P5 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-25 0 0000003197 CECO ENVIRONMENTAL CORP CECE 0001327850 Cape Arthur 5249 BESSBOROUGH AVENUE MONTREAL A8 H4V 2S5 QUEBEC, CANADA 1 0 0 0 Common Stock 2015-11-25 4 M 0 6000 4.86 A 27376 D Common Stock 2015-11-25 4 S 0 6000 8.54 D 21376 D Stock Option (right to buy) 4.86 2015-11-25 4 M 0 6000 0.00 D 2020-05-19 Common Stock 6000 0 D Price reflects a weighted average price for multiple transactions that ranged from $8.52 to $8.59 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. The option vested in three equal annual installments on the anniversary of the grant date commencing May 20, 2011. /s/ Arthur Cape 2015-11-30