FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/25/2004 |
3. Issuer Name and Ticker or Trading Symbol
MISSION RESOURCES CORP [ MSSN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 03/08/2004 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.01 per share ("Common Stock") | 6,250,000 | D(1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Stellar is a private investment vehicle managed by Guggenheim Investment Management, LLC ("GIM"), a wholly owned subsidiary of Guggenheim Capital, LLC ("GC"). Stellar is the direct owner of 6,250,000 shares of Common Stock. GIM is authorized to vote and exercise dispositive power over the shares of Common Stock and, accordingly, may be an indirect beneficial owner of 6,250,000 shares of Common Stock. GIM, as a registered investment adviser, is eligible for the exclusion provided in clause (v) of Rule 16a-1(a)(1). GC is the parent of GIM and may be considered to be acting as a group with Stellar. Accordingly GC may be deemed an indirect beneficial owner of the Common Stock. |
2. Each reporting person disclaims beneficial ownership of such Common Stock except to the extent of its pecuniary interest therein, and the inclusion of such Common Stock in this report shall not be deemed an admission of beneficial ownership of such reported Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or for any other purpose, and each reporting person disclaims membership in any group for purposes of Section 13 of the Exchange Act or for any other purpose. |
Remarks: |
Please see attached Joint Filer Information. This Form 3 is being amended because a memorandum signed by Stellar Funding, Ltd. ("Stellar") and GC, which contemplates a sale of a portion of the shares owned by Stellar to GC, may cause GC to be considered part of a group with Stellar. |
/s/ Todd S. Boehly, as Managing Director of Guggenheim Investment Management, LLC, the Collateral Manager for Stellar Funding, Ltd. | 04/22/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |