0001437749-19-014743.txt : 20190726 0001437749-19-014743.hdr.sgml : 20190726 20190726165417 ACCESSION NUMBER: 0001437749-19-014743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190724 FILED AS OF DATE: 20190726 DATE AS OF CHANGE: 20190726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hargrave Marjorie Anne CENTRAL INDEX KEY: 0001783211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36335 FILM NUMBER: 19978529 MAIL ADDRESS: STREET 1: 999 18TH STREET STREET 2: SUITE 1925N CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enservco Corp CENTRAL INDEX KEY: 0000319458 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 840811316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 999 18TH ST STREET 2: SUITE 1925N CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-333-3678 MAIL ADDRESS: STREET 1: 999 18TH ST STREET 2: SUITE 1925N CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: ASPEN EXPLORATION CORP DATE OF NAME CHANGE: 19920703 4 1 rdgdoc.xml FORM 4 X0306 4 2019-07-24 0000319458 Enservco Corp ENSV 0001783211 Hargrave Marjorie Anne 999 18TH STREET, SUITE 1925N DENVER CO 80202 1 Chief Financial Officer Common Stock 2019-07-24 4 A 0 330000 0 A 330000 D Shares acquired pursuant to a grant of restricted stock under the Company's 2016 Stock Incentive Plan. Shares vest as follows:(i) 165,000 shares are subject to time vesting in equal amounts on each of January 23, 2020, January 23, 2021, and January 23, 2022; and (ii) 165,000 shares are subject to performance vesting upon the Company achieving the following performance goals: (x) 99,000 shares vest upon the Company's common stock achieving a 90-day moving average price of at least $1.85 per share, adjusted for stock splits; and (y) 66,000 shares vest upon the Company achieving a ratio of trailing twelve month EBITDA to debt (defined as the principal balance of borrowings) of 1.0 to 1.5, in each case subject to Ms. Hargrave's continued employment by the Company. /s/ Marjorie A. Hargrave 2019-07-26