0001437749-17-011750.txt : 20170623
0001437749-17-011750.hdr.sgml : 20170623
20170623111752
ACCESSION NUMBER: 0001437749-17-011750
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170621
FILED AS OF DATE: 20170623
DATE AS OF CHANGE: 20170623
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Enservco Corp
CENTRAL INDEX KEY: 0000319458
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 840811316
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 501 SOUTH CHERRY STREET
STREET 2: SUITE 320
CITY: DENVER
STATE: CO
ZIP: 80246
BUSINESS PHONE: 303-333-3678
MAIL ADDRESS:
STREET 1: 501 SOUTH CHERRY STREET
STREET 2: SUITE 320
CITY: DENVER
STATE: CO
ZIP: 80246
FORMER COMPANY:
FORMER CONFORMED NAME: ASPEN EXPLORATION CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peitz Austin
CENTRAL INDEX KEY: 0001567896
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36335
FILM NUMBER: 17926825
MAIL ADDRESS:
STREET 1: 501 S. CHERRY STREET
STREET 2: SUITE 320
CITY: DENVER
STATE: CO
ZIP: 80246
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-06-21
0000319458
Enservco Corp
ENSV
0001567896
Peitz Austin
501 S. CHERRY STREET, SUITE 1000
DENVER
CO
80246
1
SVP - Field Operations
Common Stock
2017-06-21
4
P
0
60
0.389
A
98913
D
Stock Option
0.4600
2017-06-30
Common Stock
100000
100000
D
Stock Option
1.7400
2020-04-08
Common Stock
100000
100000
D
Stock Option
0.6000
2021-05-05
Common Stock
100000
100000
D
Stock Option
0.6500
2017-12-30
Common Stock
200000
200000
D
Stock Option
1.7400
2020-04-08
Common Stock
60000
60000
D
Stock Option
0.6500
2021-05-05
Common Stock
100000
100000
D
Stock Option
0.7000
2018-01-23
Common Stock
50000
50000
D
Stock Option
0.2900
2022-06-02
Common Stock
500000
500000
D
Options to acquire 100,000 shares are fully vested as of the date hereof.
Options to acquire 100,000 shares are fully vested as of the date hereof.
Options to acquire 66,667 shares vested on 12/31/16, and the remaining options to acquire 33,333 shares will vest on 12/31/17 if the conditions to vesting exist on such date.
Options to acquire 200,000 shares are fully vested as of the date hereof.
Options to acquire 6,666 shares vested on 1/1/17, and the remaining options to acquire 53,334 shares will vest on 1/1/18 if the conditions to vesting exist on such date.
Options to acquire 33,334 shares will vest on 12/31/17, and the remaining options to acquire 66,666 shares will vest on 12/31/18, in both cases if the conditions to vesting exist on such date.
Options to acquire 50,000 shares are fully vested as of the date hereof.
Options to acquire 166,667 shares vested on 6/2/17; options to acquire 166,667 shares will vest on 6/2/18, and the remaining options to acquire 166,666 shares will vest on 6/2/19, in each case if the conditions to vesting exist on such dates.
/s/ Austin Peitz
2017-06-22