0001437749-17-011104.txt : 20170609 0001437749-17-011104.hdr.sgml : 20170609 20170609191731 ACCESSION NUMBER: 0001437749-17-011104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170608 FILED AS OF DATE: 20170609 DATE AS OF CHANGE: 20170609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enservco Corp CENTRAL INDEX KEY: 0000319458 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 840811316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 SOUTH CHERRY STREET STREET 2: SUITE 320 CITY: DENVER STATE: CO ZIP: 80246 BUSINESS PHONE: 303-333-3678 MAIL ADDRESS: STREET 1: 501 SOUTH CHERRY STREET STREET 2: SUITE 320 CITY: DENVER STATE: CO ZIP: 80246 FORMER COMPANY: FORMER CONFORMED NAME: ASPEN EXPLORATION CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Devers Robert J CENTRAL INDEX KEY: 0001403890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36335 FILM NUMBER: 17904157 MAIL ADDRESS: STREET 1: 1330 E. MARGARET AVENUE CITY: COEUR D'ALENE STATE: ID ZIP: 83815 4 1 rdgdoc.xml FORM 4 X0306 4 2017-06-08 0000319458 Enservco Corp ENSV 0001403890 Devers Robert J 501 S. CHERRY STREET, SUITE 1000 DENVER CO 80246 1 Chief Financial Officer Common Stock 4315 D Stock Option 1.74 2017-06-05 4 D 0 100000 0 D 2017-06-08 Common Stock 100000 0 D Stock Option 1.74 2017-06-05 4 D 0 40000 0 D 2017-06-08 Common Stock 40000 0 D Stock Option 2.25 2017-06-05 4 D 0 50000 0 D 2017-06-08 Common Stock 50000 0 D Stock Option 1.2700 2018-02-15 Common Stock 100000 100000 D Stock Option 0.6000 2018-02-15 Common Stock 100000 100000 D Stock Option 1.2700 2018-02-15 Common Stock 50000 50000 D Stock Option 1.0000 2018-02-15 Common Stock 50000 50000 D Stock Option 0.6500 2018-02-15 Common Stock 25000 25000 D Options to acquire 100,000 shares are fully vested as of the date hereof. Pursuant to the Executive Severance Agreement between the Company and the Reporting Person (the "Executive Severance Agreement"), the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date. Options to acquire 100,000 shares of common stock were forfeited on June 8, 2017 pursuant to the Executive Severance Agreement. Options to acquire 83,334 shares are fully vested as of the date hereof, and, as a result of certain accelerated vesting provision contained in the Executive Severance Agreement, the remaining options to acquire 16,666 shares will vest on August 4, 2017. Pursuant to the Executive Severance Agreement the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date. Options to acquire 50,000 shares are fully vested as of the date hereof. Pursuant to the Executive Severance Agreement, the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date. Options to acquire 50,000 shares are fully vested as of the date hereof. Pursuant to the Executive Severance Agreement, the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date. Options to acquire 40,000 shares of common stock that were scheduled to vest on 1/1/18 were forfeited on June 8, 2017 pursuant to the Executive Severance Agreement. Options to acquire 25,000 shares were scheduled to vest on 12/31/18. As a result of certain accelerated vesting provision contained in the Executive Severance Agreement, these options will vest on August 4, 2017. Pursuant to the Executive Severance Agreement, the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date. Options to acquire 50,000 shares of common stock were forfeited on June 8, 2017 pursuant to the Executive Severance Agreement. /s/ Robert Devers 2017-06-09