0001437749-17-011104.txt : 20170609
0001437749-17-011104.hdr.sgml : 20170609
20170609191731
ACCESSION NUMBER: 0001437749-17-011104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170608
FILED AS OF DATE: 20170609
DATE AS OF CHANGE: 20170609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Enservco Corp
CENTRAL INDEX KEY: 0000319458
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 840811316
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 501 SOUTH CHERRY STREET
STREET 2: SUITE 320
CITY: DENVER
STATE: CO
ZIP: 80246
BUSINESS PHONE: 303-333-3678
MAIL ADDRESS:
STREET 1: 501 SOUTH CHERRY STREET
STREET 2: SUITE 320
CITY: DENVER
STATE: CO
ZIP: 80246
FORMER COMPANY:
FORMER CONFORMED NAME: ASPEN EXPLORATION CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Devers Robert J
CENTRAL INDEX KEY: 0001403890
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36335
FILM NUMBER: 17904157
MAIL ADDRESS:
STREET 1: 1330 E. MARGARET AVENUE
CITY: COEUR D'ALENE
STATE: ID
ZIP: 83815
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-06-08
0000319458
Enservco Corp
ENSV
0001403890
Devers Robert J
501 S. CHERRY STREET, SUITE 1000
DENVER
CO
80246
1
Chief Financial Officer
Common Stock
4315
D
Stock Option
1.74
2017-06-05
4
D
0
100000
0
D
2017-06-08
Common Stock
100000
0
D
Stock Option
1.74
2017-06-05
4
D
0
40000
0
D
2017-06-08
Common Stock
40000
0
D
Stock Option
2.25
2017-06-05
4
D
0
50000
0
D
2017-06-08
Common Stock
50000
0
D
Stock Option
1.2700
2018-02-15
Common Stock
100000
100000
D
Stock Option
0.6000
2018-02-15
Common Stock
100000
100000
D
Stock Option
1.2700
2018-02-15
Common Stock
50000
50000
D
Stock Option
1.0000
2018-02-15
Common Stock
50000
50000
D
Stock Option
0.6500
2018-02-15
Common Stock
25000
25000
D
Options to acquire 100,000 shares are fully vested as of the date hereof. Pursuant to the Executive Severance Agreement between the Company and the Reporting Person (the "Executive Severance Agreement"), the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date.
Options to acquire 100,000 shares of common stock were forfeited on June 8, 2017 pursuant to the Executive Severance Agreement.
Options to acquire 83,334 shares are fully vested as of the date hereof, and, as a result of certain accelerated vesting provision contained in the Executive Severance Agreement, the remaining options to acquire 16,666 shares will vest on August 4, 2017. Pursuant to the Executive Severance Agreement the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date.
Options to acquire 50,000 shares are fully vested as of the date hereof. Pursuant to the Executive Severance Agreement, the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date.
Options to acquire 50,000 shares are fully vested as of the date hereof. Pursuant to the Executive Severance Agreement, the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date.
Options to acquire 40,000 shares of common stock that were scheduled to vest on 1/1/18 were forfeited on June 8, 2017 pursuant to the Executive Severance Agreement.
Options to acquire 25,000 shares were scheduled to vest on 12/31/18. As a result of certain accelerated vesting provision contained in the Executive Severance Agreement, these options will vest on August 4, 2017. Pursuant to the Executive Severance Agreement, the option will terminate on February 15, 2018 as to any portion of the option not exercised on or prior to such date.
Options to acquire 50,000 shares of common stock were forfeited on June 8, 2017 pursuant to the Executive Severance Agreement.
/s/ Robert Devers
2017-06-09