0001437749-17-010850.txt : 20170607 0001437749-17-010850.hdr.sgml : 20170607 20170607125921 ACCESSION NUMBER: 0001437749-17-010850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170602 FILED AS OF DATE: 20170607 DATE AS OF CHANGE: 20170607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enservco Corp CENTRAL INDEX KEY: 0000319458 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 840811316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 SOUTH CHERRY STREET STREET 2: SUITE 320 CITY: DENVER STATE: CO ZIP: 80246 BUSINESS PHONE: 303-333-3678 MAIL ADDRESS: STREET 1: 501 SOUTH CHERRY STREET STREET 2: SUITE 320 CITY: DENVER STATE: CO ZIP: 80246 FORMER COMPANY: FORMER CONFORMED NAME: ASPEN EXPLORATION CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dickinson Ian CENTRAL INDEX KEY: 0001708728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36335 FILM NUMBER: 17896705 MAIL ADDRESS: STREET 1: 501 SOUTH CHERRY STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80246 4 1 rdgdoc.xml FORM 4 X0306 4 2017-06-02 0000319458 Enservco Corp ENSV 0001708728 Dickinson Ian 501 S. CHERRY STREET, SUITE 1000 DENVER CO 80246 1 1 President and CEO Stock Option 0.30 2017-06-02 4 A 0 1200000 A 2022-06-02 Common Stock 1200000 1200000 D Options to acquire 400,000 shares vested on 6/2/17; options to acquire 400,000 shares will vest on 6/2/18, and the remaining options to acquire 400,000 shares will vest on 6/2/19, in both cases if the conditions to vesting exist on such dates. The exercise price of the options was approved by the Company's Board of Directors on May 9, 2017 in connection with the Board's approval of the reporting person's Employment Agreement, and, pursuant to the Employment Agreement, was calculated as the greater of $0.30 or the 20 day moving average price per share of the Company's common stock as of May 9, 2017, resulting in a $0.30 exercise price. /s/ Ian Dickinson 2017-06-06