0001437749-17-008524.txt : 20170510
0001437749-17-008524.hdr.sgml : 20170510
20170510103829
ACCESSION NUMBER: 0001437749-17-008524
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170505
FILED AS OF DATE: 20170510
DATE AS OF CHANGE: 20170510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Enservco Corp
CENTRAL INDEX KEY: 0000319458
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 840811316
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 501 SOUTH CHERRY STREET
STREET 2: SUITE 320
CITY: DENVER
STATE: CO
ZIP: 80246
BUSINESS PHONE: 303-333-3678
MAIL ADDRESS:
STREET 1: 501 SOUTH CHERRY STREET
STREET 2: SUITE 320
CITY: DENVER
STATE: CO
ZIP: 80246
FORMER COMPANY:
FORMER CONFORMED NAME: ASPEN EXPLORATION CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kasch Rick D
CENTRAL INDEX KEY: 0001494696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36335
FILM NUMBER: 17828895
MAIL ADDRESS:
STREET 1: 830 TENDERFOOT HILL ROAD
STREET 2: P.O. BOX 60460
CITY: COLORADO SPRINGS
STATE: CO
ZIP: 80960
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-05-05
1
0000319458
Enservco Corp
ENSV
0001494696
Kasch Rick D
P.O. BOX 6447
DENVER
CO
80206
1
Former Officer and Director
Common Stock
1899324
D
Stock Option
0.4600
2017-06-05
Common Stock
100000
100000
D
Stock Option
1.7400
2017-09-30
Common Stock
100000
100000
D
Stock Option
0.6000
2017-09-30
Common Stock
100000
100000
D
Stock Option
0.6500
2017-09-30
Common Stock
325000
325000
D
Stock Option
1.7400
2017-09-30
Common Stock
110000
110000
D
Stock Option
0.6500
2017-09-30
Common Stock
400000
400000
D
Stock Option
0.6500
2017-09-30
Common Stock
350000
350000
D
Warrant
0.5500
2012-11-02
2017-11-30
Common Stock
37500
37500
D
Fully vested as of the date hereof.
Fully vested as of the date hereof. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date.
Options to acquire 40,000 shares vested on 1/1/17, and, as a result of certain accelerated vesting in connection with the termination of the Reporting Person's position as a director and officer of the Issuer, the remaining options to acquire 70,000 shares will vest on June 30, 2017. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date.
Options to acquire 150,000 shares vested on 12/31/16, and, as a result of certain accelerated vesting in connection with the termination of the Reporting Person's position as a director and officer of the Issuer, the remaining options to acquire 250,000 shares will vest on June 30, 2017. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date.
Options to acquire 116,667 shares vested on 12/31/16, and, as a result of certain accelerated vesting in connection with the termination of the Reporting Person's position as a director and officer of the Issuer, the remaining options to acquire 233,333 shares will vest on June 30, 2017. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date.
/s/ Rick D. Kasch
2017-05-09