0001437749-17-008524.txt : 20170510 0001437749-17-008524.hdr.sgml : 20170510 20170510103829 ACCESSION NUMBER: 0001437749-17-008524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170505 FILED AS OF DATE: 20170510 DATE AS OF CHANGE: 20170510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enservco Corp CENTRAL INDEX KEY: 0000319458 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 840811316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 SOUTH CHERRY STREET STREET 2: SUITE 320 CITY: DENVER STATE: CO ZIP: 80246 BUSINESS PHONE: 303-333-3678 MAIL ADDRESS: STREET 1: 501 SOUTH CHERRY STREET STREET 2: SUITE 320 CITY: DENVER STATE: CO ZIP: 80246 FORMER COMPANY: FORMER CONFORMED NAME: ASPEN EXPLORATION CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kasch Rick D CENTRAL INDEX KEY: 0001494696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36335 FILM NUMBER: 17828895 MAIL ADDRESS: STREET 1: 830 TENDERFOOT HILL ROAD STREET 2: P.O. BOX 60460 CITY: COLORADO SPRINGS STATE: CO ZIP: 80960 4 1 rdgdoc.xml FORM 4 X0306 4 2017-05-05 1 0000319458 Enservco Corp ENSV 0001494696 Kasch Rick D P.O. BOX 6447 DENVER CO 80206 1 Former Officer and Director Common Stock 1899324 D Stock Option 0.4600 2017-06-05 Common Stock 100000 100000 D Stock Option 1.7400 2017-09-30 Common Stock 100000 100000 D Stock Option 0.6000 2017-09-30 Common Stock 100000 100000 D Stock Option 0.6500 2017-09-30 Common Stock 325000 325000 D Stock Option 1.7400 2017-09-30 Common Stock 110000 110000 D Stock Option 0.6500 2017-09-30 Common Stock 400000 400000 D Stock Option 0.6500 2017-09-30 Common Stock 350000 350000 D Warrant 0.5500 2012-11-02 2017-11-30 Common Stock 37500 37500 D Fully vested as of the date hereof. Fully vested as of the date hereof. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date. Options to acquire 40,000 shares vested on 1/1/17, and, as a result of certain accelerated vesting in connection with the termination of the Reporting Person's position as a director and officer of the Issuer, the remaining options to acquire 70,000 shares will vest on June 30, 2017. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date. Options to acquire 150,000 shares vested on 12/31/16, and, as a result of certain accelerated vesting in connection with the termination of the Reporting Person's position as a director and officer of the Issuer, the remaining options to acquire 250,000 shares will vest on June 30, 2017. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date. Options to acquire 116,667 shares vested on 12/31/16, and, as a result of certain accelerated vesting in connection with the termination of the Reporting Person's position as a director and officer of the Issuer, the remaining options to acquire 233,333 shares will vest on June 30, 2017. As a result of the termination of the Reporting Person's position as a director and officer of the Company, the option will terminate on September 30, 2017 as to any portion of the option not exercised on or prior to such date. /s/ Rick D. Kasch 2017-05-09