0000919574-17-006576.txt : 20170901
0000919574-17-006576.hdr.sgml : 20170901
20170901130657
ACCESSION NUMBER: 0000919574-17-006576
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170830
FILED AS OF DATE: 20170901
DATE AS OF CHANGE: 20170901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURPHY RICHARD
CENTRAL INDEX KEY: 0001450103
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36335
FILM NUMBER: 171065706
MAIL ADDRESS:
STREET 1: C/O CROSS RIVER CAPITAL MANAGEMENT LLC
STREET 2: 31 BAILEY AVENUE, UNIT D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CROSS RIVER CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001403043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36335
FILM NUMBER: 171065709
BUSINESS ADDRESS:
STREET 1: 31 BAILEY AVENUE
STREET 2: UNIT D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
BUSINESS PHONE: 203-702-1875
MAIL ADDRESS:
STREET 1: 31 BAILEY AVENUE
STREET 2: UNIT D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
FORMER NAME:
FORMER CONFORMED NAME: CROSS RIVER CAPITAL LLC
DATE OF NAME CHANGE: 20070613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cross River Partners LP
CENTRAL INDEX KEY: 0001362224
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36335
FILM NUMBER: 171065708
BUSINESS ADDRESS:
STREET 1: C/O CROSS RIVER MANAGEMENT LLC
STREET 2: 31 BAILEY AVENUE, SUITE D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
BUSINESS PHONE: 203-438-0023
MAIL ADDRESS:
STREET 1: C/O CROSS RIVER MANAGEMENT LLC
STREET 2: 31 BAILEY AVENUE, SUITE D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
FORMER NAME:
FORMER CONFORMED NAME: CROSS RIVER PARTNERS L P
DATE OF NAME CHANGE: 20060509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cross River Management LLC
CENTRAL INDEX KEY: 0001659129
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36335
FILM NUMBER: 171065707
BUSINESS ADDRESS:
STREET 1: 31 BAILEY AVENUE
STREET 2: UNIT D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
BUSINESS PHONE: 203-702-1875
MAIL ADDRESS:
STREET 1: 31 BAILEY AVENUE
STREET 2: UNIT D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Enservco Corp
CENTRAL INDEX KEY: 0000319458
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 840811316
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 501 SOUTH CHERRY STREET
STREET 2: SUITE 320
CITY: DENVER
STATE: CO
ZIP: 80246
BUSINESS PHONE: 303-333-3678
MAIL ADDRESS:
STREET 1: 501 SOUTH CHERRY STREET
STREET 2: SUITE 320
CITY: DENVER
STATE: CO
ZIP: 80246
FORMER COMPANY:
FORMER CONFORMED NAME: ASPEN EXPLORATION CORP
DATE OF NAME CHANGE: 19920703
4
1
p7610055.xml
OWNERSHIP DOCUMENT
X0306
4
2017-08-30
0
0000319458
Enservco Corp
ENSV
0001403043
CROSS RIVER CAPITAL MANAGEMENT LLC
31 BAILEY AVENUE
UNIT D
RIDGEFIELD
CT
06877
1
0
1
0
0001362224
Cross River Partners LP
C/O CROSS RIVER CAPITAL MANAGEMENT LLC
31 BAILEY AVENUE, UNIT D
RIDGEFIELD
CT
06877
0
0
1
0
0001659129
Cross River Management LLC
31 BAILEY AVENUE
UNIT D
RIDGEFIELD
CT
06877
0
0
1
0
0001450103
MURPHY RICHARD
C/O CROSS RIVER CAPITAL MANAGEMENT LLC
31 BAILEY AVENUE, UNIT D
RIDGEFIELD
CT
06877
0
0
1
0
Common Stock, $.005 par value
2017-08-30
4
P
0
70238
0.456
A
10461518
D
Common Stock, $.005 par value
2017-08-30
4
P
0
0
0.456
A
10461518
I
See Footnote
Common Stock, $.005 par value
73900
D
Warrants
0.31
2017-06-28
2022-06-28
Common Stock, $.005 par value
1612902
1612902
D
The reported securities are directly owned by Cross River Partners LP.
The reported securities are directly owned by Cross River Partners LP (the "Partnership"), a limited partnership whose general partner is Cross River Capital Management LLC (the "General Partner"), and may be deemed indirectly beneficially owned by the General Partner and by Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"). The reported securities may also be deemed indirectly beneficially owned by Richard Murphy, as Managing Member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These securities are directly owned by Richard Murphy, who is a Reporting Person.
Cross River Capital Management LLC, By: /s/ Richard Murphy, Managing Member
2017-09-01
Cross River Partners LP, By:/s/ Richard Murphy, Managing Member of Cross River Capital Management,LLC, its General Partner
2017-09-01
Cross River Management LLC, By: /s/ Richard Murphy, Managing Member
2017-09-01
/s/ Richard Murphy
2017-09-01