-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HQvo38sT4dAl34S1EYE1mCBsw0UV3HE92Uzt3RFkweb/q21Pfj6G3KcakihsgSwx q7ENEV5VXKmN7RxAjdhhtw== 0000950134-96-000301.txt : 19960208 0000950134-96-000301.hdr.sgml : 19960208 ACCESSION NUMBER: 0000950134-96-000301 CONFORMED SUBMISSION TYPE: 10-C PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960215 FILED AS OF DATE: 19960207 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONTINENTAL MORTGAGE & EQUITY TRUST CENTRAL INDEX KEY: 0000319416 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 942738844 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-C SEC ACT: 1934 Act SEC FILE NUMBER: 000-10503 FILM NUMBER: 96512870 BUSINESS ADDRESS: STREET 1: 10670 N CENTRAL EXPWY STE 300 CITY: DALLAS STATE: TX ZIP: 75231 BUSINESS PHONE: 2146924700 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED CAPITAL SPECIAL TRUST DATE OF NAME CHANGE: 19901122 10-C 1 FORM 10-C 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-C REPORT BY ISSUER OF SECURITIES QUOTED ON NASDAQ INTERDEALER QUOTATION SYSTEM Filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 and Rule 13a-17 or 15d-17 thereunder CONTINENTAL MORTGAGE AND EQUITY TRUST . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (Exact name of issuer as specified in charter) 10670 North Central Expressway, Suite 300, Dallas, Texas 75231 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (Address of principal executive offices) Issuer's telephone number, including area code (214) 692-4700 . . . . . . . . . . . . . . . . . I. CHANGE IN NUMBER OF SHARES OUTSTANDING Indicate any change (increase or decrease) of 5% or more in the number of shares outstanding 1. Title of security: Shares of Beneficial Interest, no par value 2. Number of shares outstanding before the change: 2,918,100 3. Number of shares outstanding after the change: 4,377,150 4. Effective date of Change: February 15, 1996 5. Method of change:
Specify method (such as merger, acquisition, exchange, distribution, stock split, reverse split, acquisition of stock for treasury, etc.): 3-for-2 Forward Share Split Give brief description of transaction: This is a forward split on a 3-for-2 basis of the shares of beneficial interest, no par value per share, without any adjustment to par value, in the form of a 50% distribution for each share of beneficial interest held, with the intention that each shareholder retain the shares presently held and receive an additional share of beneficial interest for each two shares of beneficial interest held; fractional shares will be settled in cash.
II. CHANGE IN NAME OF ISSUER 1. Name prior to change . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2. Name after change . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3. Effective date of charter amendment changing name . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4. Date of shareholder approval of change, if required . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Date February 6, 1996 CONTINENTAL MORTGAGE AND EQUITY TRUST By /s/ THOMAS A. HOLLAND . . . . . . . . . . . . . . . . . . . . . . . Thomas A. Holland, Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----