-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EYNn2ZrNc+jYdlnWtDmlK+re+s7fstpYvzNNBGtrB97VOvJZ6Dp/YWFSqHK07xWY RGEll1Nhpjjj9p7CYlb/kg== 0001042645-98-000085.txt : 19980504 0001042645-98-000085.hdr.sgml : 19980504 ACCESSION NUMBER: 0001042645-98-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980228 FILED AS OF DATE: 19980501 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALARMGUARD HOLDINGS INC CENTRAL INDEX KEY: 0000319250 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 330318116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-08138 FILM NUMBER: 98608283 BUSINESS ADDRESS: STREET 1: 125 FRONTAGE ROAD STREET 2: STE 1880 CITY: ORANGE STATE: CT ZIP: 06477 BUSINESS PHONE: 6192311818 MAIL ADDRESS: STREET 1: 125 FRONTAGE ROAD STREET 2: STE 1880 CITY: ORANGE STATE: CT ZIP: 06477 FORMER COMPANY: FORMER CONFORMED NAME: TRITON GROUP LTD DATE OF NAME CHANGE: 19950328 COMPANY DATA: COMPANY CONFORMED NAME: HEIDECORN DAVID CENTRAL INDEX KEY: 0001060389 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O ALARMGUARD HOLDINGS INC STREET 2: 125 FRONTAGE ROAD CITY: STAMFORD STATE: CT ZIP: 06477 4 1
- ------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ---------------------------- Washington, D.C. 20549 FORM 4 OMB APPROVAL STATEMENT OF CHANGES IN BENEFICIAL - ------------------------ OWNERSHIP ---------------------------- /_/ Check this box if no OMB Number: 3235-0287 longer subject to Filed pursuant to Section 16(a) of the Expires: September 30, 1998 Section 16. Form 4 Securities Exchange Act of 1934, Section 17(a) Estimated average or Form 5 of the Public Utility Holding Company Act of burden hours per obligations may 1935 or Section 30(f) of the Investment Company response............... 0.5 continue. See Act of 1940 ---------------------------- Instruction 1(b). (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------- 1. Name and Address of 2. Issuer Name AND Ticker or 6. Relationship of Reporting Reporting Person* Trading Symbol Person(s) to Issuer (Check all applicable) _X_ Director __ 10% Owner Heidecorn David Alarmguard Holdings, Inc. _X_ Officer (give __ Other (specify ________________________________ "AGD" title below) (Last) (First) (Middle) below) Chief Financial Officer _____________________________ 125 Frontage Road 3. IRS or Social 4. Statement ________________________________ Security Number for (Street) of Reporting Month/Year Person (Voluntary) 2/98 Orange Connecticut 06477 ________________________________ 5. If 7. Individual or Joint/Group (City (State) (Zip) Amendment, Filing Date of (Check Applicable Line) Original _X__Form filed by One Reporting (Month/ Person Year) ____Form filed by More than One Reporting Person - --------------------------------------------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired 5. Amount 6. Owner- 7. Nature (Instr. 3) action action (A) or of ship of Date Code Disposed of (D) Securities Form: Indirect (Month/ (Instr.8) (Instr. 3, 4 and 5) Benefi- Direct (D) Beneficial Day/ cially or Indi- Ownership Year) Owned at rect (I) (Instr. 4) End of (Instr. 4) Month (Instr. 3 and 4) ____________ ___________________________ Code V Amount (A) or Price (D) - --------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) SEC 1474 (7-96)
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Con- 3. Trans- 4. Trans- 5. Num- 6. Date 7. Title 8. Price 9. Num- 10. Own- 11. Na- Derivative version action action ber of Exercis- and Amount of De- ber of ership ture of Security or Date Code Deri- able and of Under- rivative Deriva- Form of Indi- (Instr. 3) Exer- (Month/ (Instr. vative Expiration lying Secu- Secu- tive Deriva- rect Ben- cise Day/ 8) Secu- Date rities rity Securi- tive Se- eficial Price Year) rities (Month/Day/ (Instr. 3 (Instr. ties Ben- curity: Owner- of De- Acquired Year) and 4) 5) eficially Direct ship rivative (A) or Owned at (D) or (Instr. Security Disposed End of Indirect 4) of (D) Month (I) (Instr. 3, (Instr. (Instr. 4, and 5) 4) 4) __________ ___________ ____________ _____________ Code V (A) (D) Date Expi- Title Amount Exer- ra- or cis- tion Number able Date of Shares Series A 1-for-121.21 2/3/98 P 75 2/3/98 Common 9,090.75 $1,000 75 D Convertible shares of Stock Preferred Common Stock Stock - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ David Heidecorn 4/30/98 ------------------------------------------ ---------- ** Signature of Reporting Person Date David Heidecorn
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (7-96) -----END PRIVACY-ENHANCED MESSAGE-----