-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JAxf4n/tlisZLG4C3mTXC4sqpA3IN36NYKoFs/Gb8IApFmzOax3FyuSyZBb3RJTC k6v/mh5B0BM7Xjed6PMVGg== 0000950123-98-005509.txt : 19980601 0000950123-98-005509.hdr.sgml : 19980601 ACCESSION NUMBER: 0000950123-98-005509 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980529 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALARMGUARD HOLDINGS INC CENTRAL INDEX KEY: 0000319250 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 330318116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-30530 FILM NUMBER: 98634369 BUSINESS ADDRESS: STREET 1: 125 FRONTAGE ROAD STREET 2: STE 1880 CITY: ORANGE STATE: CT ZIP: 06477 BUSINESS PHONE: 6192311818 MAIL ADDRESS: STREET 1: 125 FRONTAGE ROAD STREET 2: STE 1880 CITY: ORANGE STATE: CT ZIP: 06477 FORMER COMPANY: FORMER CONFORMED NAME: TRITON GROUP LTD DATE OF NAME CHANGE: 19950328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ING BARING US CAPITAL CORP CENTRAL INDEX KEY: 0001031252 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133916163 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 667 MADISON AVE STREET 2: THIRD FL CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2124097884 MAIL ADDRESS: STREET 1: 667 MADISON AVE STREET 2: THIRD FL CITY: NEW YORK STATE: NY ZIP: 10021 SC 13G 1 SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ____ )* Alarmguard Holdings, Inc. (Name of Issuer) Common Stock, without par value (Title of Class of Securities) CUSIP No. 011649100 (Cusip Number) 5/20/98 & 5/26/98 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1 (b) [ X ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) 2 CUSIP NO. 011649100 13G PAGE 2 OF 5 PAGES 1) NAME OF REPORTING PERSON SS OR IRS IDENTIFICATION NO OF ABOVE PERSON: ING Baring (U.S.) Capital Corporation 13-3916163 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES 5) SOLE VOTING POWER 375,346 BENEFICIALLY OWNED BY EACH REPORTING 6) SHARED VOTING POWER PERSON 7) SOLE DISPOSITIVE POWER 375,346 8) SHARED DISPOSITIVE POWER 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 375,346 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.7% 12) TYPE OF REPORTING PERSON* CO *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 CUSIP NO. 011649100 13G PAGE 3 OF 5 PAGES ITEM 1 (a). NAME OF ISSUER. Alarmguard Holdings, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 125 Frontage Road Orange, Connecticut 06477 ITEM 2(a). NAME OF PERSON FILING: Phillip R. Burnaman ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 667 Madison Avenue New York, NY 10021 ITEM 2(c). CITIZENSHIP: United States ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, without par value ITEM 2(e). CUSIP NUMBER: 011649100 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A (a) / / Broker or dealer registered under Section 15 of the Act, (b) / / Bank as defined in Section 3 (a) (6) of the Act, (c) / / Insurance Company as defined in Section 3 (a) (19) of the Act, (d) / / Investment Company registered under Section 8 of the Investment Company Act, (e) / / Investment Adviser registered under Section 203 of the Investment Advisers of 1940, 4 CUSIP NO. 011649100 13G PAGE 4 OF 5 PAGES (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b) (1) (ii) (F), (g) / / Parent Holding Company, in accordance with Rule 13d-1 (b) (ii) (G); see Item 7, (h) / / Group, in accordance with Rule 13d-1 (b) (1) (ii) (H). ITEM 4. OWNERSHIP (a) Amount beneficially owned: 375,346 (b) Percent of class: 6.7% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 375,346 (ii) Shared power to vote or direct the vote _________________, (iii) Sole power to dispose or to direct the disposition of _________________, (iv) Shared power to dispose or to direct the disposition of 375,346 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A 5 CUSIP NO. 011649100 13G PAGE 5 OF 5 PAGES ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with effect of changing or influencing the control of issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or affect. 5/29/98 -------------------------------------- (Date) /s/ Phillip R. Burnaman -------------------------------------- (Signature) Phillip R. Burnaman, Managing Director -------------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----