-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LlXdhbsqFtxw2tJdEFnpC51/7WsLWSIMoNCDxSfKg5EoATGVXFrPt2Dbp8Ygmm46 zf7q01UH2v35xuvasY3Yhg== 0000950123-98-001979.txt : 19980226 0000950123-98-001979.hdr.sgml : 19980226 ACCESSION NUMBER: 0000950123-98-001979 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980225 SROS: NONE GROUP MEMBERS: ADVANCE CAPITAL OFFSHORE PARTNERS LP GROUP MEMBERS: ADVANCE CAPITAL PARTNERS LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALARMGUARD HOLDINGS INC CENTRAL INDEX KEY: 0000319250 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 330318116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-30530 FILM NUMBER: 98549441 BUSINESS ADDRESS: STREET 1: 125 FRONTAGE ROAD STREET 2: STE 1880 CITY: ORANGE STATE: CT ZIP: 06477 BUSINESS PHONE: 6192311818 MAIL ADDRESS: STREET 1: 125 FRONTAGE ROAD STREET 2: STE 1880 CITY: ORANGE STATE: CT ZIP: 06477 FORMER COMPANY: FORMER CONFORMED NAME: TRITON GROUP LTD DATE OF NAME CHANGE: 19950328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCE CAPITAL PARTNERS LP CENTRAL INDEX KEY: 0001003394 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133861661 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 660 MADISON AVE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2128352010 MAIL ADDRESS: STREET 1: 660 MADISON AVE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 SC 13G 1 SCHEDULE 13G 1 ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per response......................14.90 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ALARMGUARD HOLDINGS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.0001 PER SHARE (Title of Class of Securities) 011 649 100 (CUSIP Number) February 13, 1998 - ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON ADVANCE CAPITAL PARTNERS, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 669,575.76 --------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY --------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 669,575.76 --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 669,575.76 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.7% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- 3 CUSIP NO. 011 649 100 PAGE 3 OF 6 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ADVANCE CAPITAL OFFSHORE PARTNERS, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 209,212.12 --------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY --------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 209,212.12 --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 209,212.12 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- 4 CUSIP NO. 011 649 100 PAGE 4 OF 6 PAGES Item 1(a). Name of Issuer: ALARMGUARD HOLDINGS, INC Item 1(b). Address of Issuer's Principal Executive Offices: 125 FRONTAGE ROAD ORANGE, CT 06477 Item 2(a). Name of Person Filing: THIS STATEMENT IS BEING FILED BY ADVANCE CAPITAL PARTNERS, L.P., A DELAWARE LIMITED PARTNERSHIP AND ADVANCE CAPITAL OFFSHORE PARTNERS, L.P., A CAYMAN ISLANDS LIMITED PARTNERSHIP (COLLECTIVELY, THE "REPORTING PERSONS"). Item 2(b). Address of Principal Business Office: ADVANCE CAPITAL PARTNERS, L.P. 660 MADISON AVE, 15TH FLOOR NEW YORK, NY 10021 ADVANCE CAPITAL OFFSHORE PARTNERS, L.P. C/O CITGO FUND SERVICES (CAYMAN ISLANDS) LIMITED SAFEHAVEN CORPORATE CENTRE LEWARD BUILDING P.O. BOX 31106 SMB WEST BAY ROAD GRAND CAYMAN CAYMAN ISLANDS B.W.I. Item 2(c). Citizenship: ADVANCE CAPITAL PARTNERS -- DELAWARE ADVANCE CAPITAL OFFSHORE PARTNERS -- CAYMAN ISLANDS Item 2(d). Title of Class of Securities: SERIES A CONVERTIBLE PREFERRED STOCK Item 2(e). CUSIP Number: 011 649 100 Item 3. Statements Filed Pursuant to Rules 13d(1)(b) or 13d-2(b): Not applicable. If this statement is filed pursuant to s240.13d-(c), check this box. [X] Item 4. Ownership ADVANCE CAPITAL PARTNERS, L.P. 5 CUSIP NO. 011 649 100 PAGE 5 OF 6 PAGES (a) Amount Beneficially Owned: 669,575.76 (b) Percent of Class: 10.7% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 669,575.76 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 669,575.76 (iv) shared power to dispose or to direct the disposition of: 0 ADVANCE CAPITAL OFFSHORE PARTNERS, L.P. (a) Amount Beneficially Owned: 209,212.12 (b) Percent of Class: 3.6% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 209,212.12 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 209,212.12 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: NOT APPLICABLE. Item 6. Ownership of More than Five Percent on Behalf of Another Person: NOT APPLICABLE. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company: NOT APPLICABLE. Item 8. Identification and Classification of Members of the Group: ADVANCE CAPITAL PARTNERS, L.P. AND ADVANCE CAPITAL OFFSHORE PARTNERS, L.P. ARE FILING THIS STATEMENT ON SCHEDULE 13G AS A GROUP. Item 9. Notice of Dissolution of Group: NOT APPLICABLE. Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 6 CUSIP NO. 011 649 100 PAGE 6 OF 6 PAGES SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 24, 1998 _______________________________ (Date) ADVANCE CAPITAL OFFSHORE PARTNERS, L.P. By: /s/ Robert A. Bernstein ----------------------- Robert A. Bernstein Principal ADVANCE CAPITAL PARTNERS, L.P. /s/ Robert A. Bernstein By: ------------------------ Robert A. Bernstein Principal -----END PRIVACY-ENHANCED MESSAGE-----