-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T0uS+b/lpzLExqZnM7lva/FmxkO92nmj502G6f+xLBl7BPskE8GCKlRfnWLtxL63 s3v4r+mTmrUDSl643+g54w== 0000902664-97-000257.txt : 19970813 0000902664-97-000257.hdr.sgml : 19970813 ACCESSION NUMBER: 0000902664-97-000257 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970812 SROS: NYSE GROUP MEMBERS: BETJE PARTNERS GROUP MEMBERS: EDWIN H. MORGENS GROUP MEMBERS: JOHN C. "BRUCE" WATERFALL GROUP MEMBERS: MORGENS WATERFALL INCOME PARTNERS, L.P. GROUP MEMBERS: MORGENS WATERFALL VINTIADIS & CO INC GROUP MEMBERS: MORGENS, WATERFALL, VINTINDIS & COMPANY, INC. GROUP MEMBERS: MW CAPITAL L.L.C. GROUP MEMBERS: MW MANAGEMENT, L.L.C. GROUP MEMBERS: MWV EMPLOYEE RETIREMENT PLAN GROUP TRUST GROUP MEMBERS: PHAETON BVI GROUP MEMBERS: PHAETON INTERNATIONAL N.V. GROUP MEMBERS: PHOENIX PARTNERS, L.P. GROUP MEMBERS: PRIME GROUP II, L.P. GROUP MEMBERS: PRIME GROUP III, L.P. GROUP MEMBERS: PRIME GROUP IV, L.P. GROUP MEMBERS: PRIME GROUP, L.P. GROUP MEMBERS: PRIME, INC. GROUP MEMBERS: RESTART PARTNERS II, L.P. GROUP MEMBERS: RESTART PARTNERS III, L.P. GROUP MEMBERS: RESTART PARTNERS IV, L.P. GROUP MEMBERS: RESTART PARTNERS, L.P. GROUP MEMBERS: THE COMMON FUND FOR NON-PROFIT ORGANIZATIONS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALARMGUARD HOLDINGS INC CENTRAL INDEX KEY: 0000319250 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 330318116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-00035-20 FILM NUMBER: 97657434 BUSINESS ADDRESS: STREET 1: 125 FRONTAGE ROAD STREET 2: STE 1880 CITY: ORANGE STATE: CT ZIP: 06477 BUSINESS PHONE: 6192311818 MAIL ADDRESS: STREET 1: 125 FRONTAGE ROAD STREET 2: STE 1880 CITY: ORANGE STATE: CT ZIP: 06477 FORMER COMPANY: FORMER CONFORMED NAME: TRITON GROUP LTD DATE OF NAME CHANGE: 19950328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGENS WATERFALL VINTIADIS & CO INC CENTRAL INDEX KEY: 0001016150 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] IRS NUMBER: 132674766 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 10 EAST 50TH STREET STREET 2: 10 EAST 50TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127050500 MAIL ADDRESS: STREET 1: 10 EAST 50TH ST CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 AMENDMENT NO. 5 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ______________________ SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) ALARMGUARD HOLDINGS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.0001 PER SHARE (Title of Class of Securities) 011649100 (CUSIP Number) JOHN C. WATERFALL 10 EAST 50TH STREET NEW YORK, NEW YORK 10022 (212) 705-0500 (Name, address and telephone number of person authorized to receive notices and communications) July 22, 1997 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 34 Pages 13D CUSIP No. 011649100 ___________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Phoenix Partners, L.P. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * WC _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION New York State _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 44,721 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 44,721 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 44,721 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.9% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * PN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Betje Partners _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * WC _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION New York State _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 15,642 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 15,642 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,642 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.3% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * PN _____________________________________________________________________________ * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Phaeton BVI (formerly known as Morgens Waterfall Vintiadis Investments N.V.) _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * WC _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION British Virgin Islands _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 30,620 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 30,620 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,620 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.6% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * CO _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Morgens Waterfall Income Partners, L.P. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * WC _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION New York State _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 5,776 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 5,776 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,776 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * PN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Restart Partners, L.P. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * WC _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 35,768 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 35,768 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,768 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.7% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * PN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 6 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Restart Partners II, L.P. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * WC _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 56,469 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 56,469 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 56,469 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.1% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * PN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 7 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Restart Partners III, L.P. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * WC _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 39,326 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 39,326 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 39,326 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.8% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * PN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 8 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Restart Partners IV, L.P. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * WC _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 18,883 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 18,883 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,883 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.4% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * PN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 9 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Common Fund for Non-Profit Organizations _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * WC _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION New York State _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 1,161 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 1,161 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,161 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.02% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * CO _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 10 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MW Capital, L.L.C. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * AF _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 5,776 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 5,776 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,776 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .1% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * CO _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 11 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prime Group, L.P. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * AF _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 35,768 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 35,768 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 35,768 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .7% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * PN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 12 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prime Group II, L.P. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * AF _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 56,469 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 56,469 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 56,469 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.1% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * PN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 13 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prime Group III, L.P. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * AF _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 39,326 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 39,326 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 39,326 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .8% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * PN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 14 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prime Group IV, L.P. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * AF _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 18,883 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 18,883 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,883 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .4% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * PN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 15 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prime, Inc. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * AF _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 150,446 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 150,446 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 150,446 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.0% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * CO _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 16 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MW Management, L.L.C. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * AF _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION Delaware _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 44,721 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 44,721 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 44,721 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .9% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * CO _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 17 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON MWV Employee Retirement Plan Group Trust _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS ** WC _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION New York State _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 0 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 0 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * EP _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 18 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Phaeton International N.V. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * AF _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(#) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION Netherlands Antilles _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 30,620 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 30,620 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,620 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.6% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * CO _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 19 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Morgens, Waterfall, Vintiadis & Company, Inc. _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * AF _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION New York State _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 47,423 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 47,423 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 47,423 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.9% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * CO _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 20 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Edwin H. Morgens _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * AF _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION U.S.A. _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 248,366 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 248,366 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 248,366 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * IN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 21 of 34 Pages 13D CUSIP No. 011649100 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John C. "Bruce" Waterfall _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) [x] (b) [ ] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) SOURCE OF FUNDS * AF _____________________________________________________________________________ (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(E) [ ] _____________________________________________________________________________ (6) CITIZENSHIP OR PLACE OR ORGANIZATION U.S.A. _____________________________________________________________________________ NUMBER OF (7) SOLE VOTING POWER 0 SHARES ______________________________________________________________ BENEFICIALLY (8) SHARED VOTING POWER 248,366 OWNED BY ______________________________________________________________ EACH (9) SOLE DISPOSITIVE POWER 0 REPORTING ______________________________________________________________ PERSON WITH (10) SHARED DISPOSITIVE POWER 248,366 _____________________________________________________________________________ (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 248,366 _____________________________________________________________________________ (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES * [ ] _____________________________________________________________________________ (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9% _____________________________________________________________________________ (14) TYPE OF REPORTING PERSON * IN _____________________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! Page 22 of 34 Pages ITEM 1. SECURITY AND ISSUER. This Amendment No. 5 ("Amendment") amends and restates: (i) the statement on Schedule 13D (the "Statement") filed by the Reporting Persons (as defined below) with the Securities & Exchange Commission (the "Commission") on July 9, 1993; (ii) Amendment No. 1 filed by the Reporting Persons with the Commission on December 14, 1993 ("Amendment No. 1"); (iii) Amendment No. 2 filed by the Reporting Persons with the Commission on January 6, 1994 ("Amendment No. 2"); (iv) Amendment No. 3 filed by the Reporting Persons with the Commission on April 21, 1994 ("Amendment No. 3"); and (v) Amendment No. 4 filed by the Reporting Persons with the Commission on October 7, 1996, each with respect to shares of common stock, par value $.0001 per share (the "Common Stock") of Alarmguard Holdings, Inc. (formerly named Triton Group, Ltd.), a Delaware Corporation (the "Company"). The principal executive offices of the Company are located at 550 West C Street, Suite 1880, San Diego, California 92101. This Amendment supplements and, to the extent inconsistent therewith, amends the information set forth in the Statement, Amendment No. 1, Amendment No. 2, Amendment No. 3 and Amendment No. 4. ITEM 2. IDENTITY AND BACKGROUND. This Statement is filed jointly by (a) Phoenix Partners, L.P. ("Phoenix"), (b) Betje Partners ("Betje"), (c) Phaeton International N.V. ("Phaeton, N.V."), (d) Phaeton BVI ("Phaeton BVI", formerly known as Morgens Waterfall Vintiadis Investments N.V.), (e) Morgens Waterfall Income Partners, L.P. ("MWIP"), (f) Morgens, Waterfall, Vintiadis & Company, Inc. ("Morgens Waterfall"), (g) Restart Partners, L.P. ("Restart"), (h) Restart Partners II, L.P. ("Restart II"), (i) Restart Partners III, L.P. ("Restart III"), (j) Restart Partners IV, L.P. ("Restart IV"), (k) MWV Employee Retirement Plan Group Trust ("MWV Plan"), (l) The Common Fund for Non-Profit Organizations ("Common Fund"), (m) MW Capital, L.L.C. ("MW Capital"), (n) Prime Group, L.P. ("Prime"), (o) Prime Group II, L.P. ("Prime II"), (p) Prime Group III, L.P. ("Prime III"), (q) Prime Group IV, L.P. ("Prime IV"), (r) Prime, Inc. ("Prime, Inc."), (s) MW Management, L.L.C. ("MW Management"), (t) Edwin H. Morgens ("Morgens") and (u) John C. "Bruce" Waterfall ("Waterfall" and together with the persons listed in (a) through (t), the "Reporting Persons"). Phoenix is a New York limited partnership having its principal address at 10 East 50th Street, New York, New York 10022. The principal business of Phoenix is to invest in securities of U.S. issuers. MW Management, a Delaware limited liability company, is the general partner of Phoenix. The principal address of MW Management is 10 East 50th Street, New York, New York 10022. Morgens and Waterfall are the managing members of MW Management. All of the information concerning Morgens and Waterfall is set forth below. Betje is a New York limited partnership having its principal address at 10 East 50th Street, New York, New York 10022. The principal business of Betje is to invest in securities of U.S. issuers. Mr. Zanvyl Krieger ("Krieger") is the general partner of Betje. The business address of Krieger is c/o Weinberg and Green, 100 South Charles Street, Baltimore, Maryland 21201. Krieger is a U.S. citizen whose principal occupation is a private investor. Morgens Waterfall serves as an investment advisor to Betje as discussed below. Page 23 of 34 Pages Phaeton BVI is a subsidiary of Phaeton N.V. Phaeton N.V. is a controlling person of Phaeton BVI by virtue of its ownership of 100% of the outstanding shares of BVI. Phaeton BVI is a company incorporated under the laws of the British Virgin Islands having its principal office c/o Hemisphere Management Limited located at Hemisphere House, 9 Church Street, Hamilton, Bermuda. Phaeton N.V. is a Netherlands Antilles limited liability company having its principal office at 6 John B. Gorsiraweg, Willemstad, Curacao, Netherlands Antilles. The principal business of Phaeton BVI is to invest in securities of U.S. issuers. Phaeton N.V. is a holding company which invests in Phaeton BVI and companies with similar objectives. MWIP is a New York limited partnership whose principal business is to invest in securities of U.S. issuers. MW Capital, a Delaware limited liability company, is the general partner of MWIP. MWIP and MW Capital have their principal address at 10 East 50th Street, New York, New York 10022. Morgens and Waterfall are the managing members of MW Capital. All of the information concerning Morgens and Waterfall is set forth below. Restart, Restart II, Restart III and Restart IV are Delaware limited partnerships having their principal addresses at 10 East 50th Street, New York, New York 10022. The principal businesses of Restart, Restart II, Restart III and Restart IV are to invest in securities of financially troubled companies. Prime, Prime II, Prime III and Prime IV, Delaware limited partnerships having their principal addresses at 10 East 50th Street, New York, New York 10022, are the general partners of Restart, Restart II, Restart III and Restart IV, respectively. The principal businesses of Prime, Prime II, Prime III and Prime IV are to act as the general partners of Restart, Restart II, Restart III and Restart IV, respectively. Prime, Inc., the general partner of Prime, Prime II, Prime III and Prime IV, is a Delaware corporation having its principal address at 10 East 50th Street, New York, New York 10022. The principal business of Prime, Inc. is to act as general partner of Prime, Prime II, Prime III and Prime IV. Waterfall is the President and a Director of Prime, Inc. Morgens is the Chairman of the Board of Directors and the Secretary of Prime, Inc. All of the information concerning Morgens and Waterfall is set forth below. MWV Plan is a trust established in 1994 for the benefit of the employees of Morgens Waterfall. The trustees of the MWV Plan are David Ericson, Dan Levinson, John Raphael and Stephan Yost, all of whom are employees of Morgens Waterfall. MWV Plan's principal address is 10 East 50th Street, New York, New York 10022. All of the information concerning Morgens Waterfall is set forth below. Common Fund is a New York corporation having its principal office c/o Morgens, Waterfall, Vintiadis & Company, Inc. located at 10 East 50th Street, New York, New York 10022. The principal business of Common Fund is to invest in securities of various issuers. Morgens Waterfall serves as an investment advisor to Common Fund as discussed below. Page 24 of 34 Pages Morgens Waterfall is a New York corporation having its principal address at 10 East 50th Street, New York, New York 10022. The principal business of Morgens Waterfall is the rendering of financial services. Waterfall is the President and a Director of Morgens Waterfall. Morgens is the Chairman of the Board of Directors and the Secretary of Morgens Waterfall. The primary occupations of Morgens and Waterfall are to act as the principals in the business of Morgens Waterfall. The business address of Morgens and Waterfall, each of whom is a United States citizen, is at the office of Morgens Waterfall, 10 East 50th Street, New York, New York 10022. Morgens Waterfall has no other officers or directors. During the past five years, none of the persons described in this Item 2 have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). During the last five years, none of such persons has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violations with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Under a Joint Plan of Reorganization of the Company pursuant to the provisions of Chapter 11 of the Bankruptcy Code (the "Plan") which became effective on June 25, 1993 (the "Effective Date"), certain of the Reporting Persons became entitled to receive as of the Effective Date a number of shares of Common Stock upon surrender of an aggregate of $11,940,000 principal amount of the Company's 14.375% Subordinated Notes due December 1, 1995 (the "Notes") held by each Reporting Person as set forth below: Reporting Principal Amount Shares of Common Person of 14.375% Notes Stock Issued - --------- ---------------- ---------------- Phaeton BVI 389,000 68,075 Betje 345,000 60,375 Phoenix 948,000 165,900 MWIP 335,000 58,625 Restart 2,159,000 377,825 Restart II 3,411,000 596,925 Restart III 2,386,000 417,550 Restart IV 808,000 141,400 Common Fund 759,000 132,825 MWV Plan $ 400,000 70,000 ---------- --------- $11,940,000 2,089,500 Page 25 of 34 Pages Subsequent to the filing of the Statement, certain of the Reporting Persons were awarded additional shares of the Common Stock under the Plan as set forth below: Additional Reporting Shares of Common Person Stock Issued --------- ---------------- Phaeton BVI 9,863 Betje 8,748 Phoenix 24,036 MWIP 8,493 Restart 54,739 Restart II 86,482 Restart III 60,495 Restart IV 20,485 Common Fund 19,244 MWV Plan 10,142 Subsequent to the filing of the Statement, certain of the Reporting Persons purchased additional shares of the Common Stock as set forth below: Aggregate Reporting # of Shares Aggregate Person Purchased Purchase Price - --------- ----------- -------------- Phaeton BVI 707,968 $ 826,695 Betje 421,300 465,723 Phoenix 1,194,277 1,294,721 MWIP 59,200 77,996 Restart 364,800 480,624 Restart II 576,000 758,880 Restart III 401,600 529,108 Restart IV 198,400 261,392 MWV Plan 82,434 100,405 The source of the payments by the Reporting Persons for their purchase of the shares of the Common Stock was working capital, and no part of the purchase price was represented by funds or other consideration specifically borrowed or otherwise specifically obtained for the purpose of acquiring, trading or voting the securities. Page 26 of 34 Pages Subsequent to the filing of the Statement, certain of the Reporting Persons set forth below sold their shares of the Common Stock. Reporting Aggregate # Aggregate Person of Shares Sold Sales Price - --------- -------------- ------------- Phoenix (883,000) $1,163,353 Phaeton BVI (442,700) 588,488 Betje (317,000) 417,648 ITEM 4: PURPOSE OF TRANSACTIONS. Certain of the Reporting Persons received Common Stock pursuant to the Plan as an investment. The additional Common Stock acquired by certain of the Reporting Persons was purchased in the over-the-counter market through brokerage transactions in the ordinary course of business, solely as an investment. The Reporting Persons have no present plans or proposals which relate to or would result in any of the actions enumerated in Item 4 of Schedule 13D, although they reserve the right to buy or sell additional securities of the Company from time to time. ITEM 5: INTEREST IN SECURITIES OF THE ISSUER. (a) and (b) The following is the amount of Common Stock which is beneficially owned by each Reporting Person as of the close of business on July 22, 1997: Reporting Aggregate Percentage Person # of Shares of Class --------- ----------- ---------- Phaeton BVI 30,620 .6% Betje 15,642 .3 MWIP 5,776 .1 Phoenix 44,721 .9 Restart 35,768 .7 Restart II 56,469 1.1 Restart III 39,326 .8 Restart IV 18,883 .4 Common Fund 1,161 .02 ------------------------------------------------- Total 248,366 4.92 The Reporting Persons own in the aggregate approximately 4.9% of the outstanding shares of Common Stock. Phaeton N.V., formerly known as Morgens, Waterfall, Vintindis Investments, N.V., does not directly own any of the Common Stock. Phaeton N.V. may be deemed to indirectly beneficially own 30,620 shares of the Common Stock by virtue of its 100% ownership of Phaeton BVI. Page 27 of 34 Pages Morgens Waterfall does not directly own any of the Common Stock. Morgens Waterfall may be deemed to indirectly beneficially own 47,423 shares of Common Stock by virtue of investment advisory contracts with Phaeton BVI (30,620 shares), Common Fund (1,161 shares) and Betje (15,642 shares) pursuant to which Morgens Waterfall provides discretionary investment advisory services. MW Capital does not directly own any of the Common Stock. MW Capital may be deemed to indirectly beneficially own 5,776 shares of the Common Stock by virtue of its position as general partner of MWIP (5,776 shares). MW Management does not directly own any of the Common Stock. MW Management may be deemed to indirectly beneficially own 44,721 shares of the Common Stock by virtue of its position as general partner of Phoenix. Prime, Prime II, Prime III and Prime IV do not directly own any of the Common Stock. Prime, Prime II, Prime III and Prime IV may be deemed to indirectly beneficially own 35,768 shares, 56,469 shares, 39,326 shares and 18,883 shares respectively by virtue of their positions as the general partners of Restart (35,768 shares) Restart II (56,469 shares), Restart III (39,326 shares) and Restart IV (18,833 shares), respectively. Prime, Inc. does not directly own any of the Common Stock. Prime, Inc. may be deemed to indirectly beneficially own 150,446 shares of Common Stock by virtue of its position as the general partner of each of Prime, Prime II, Prime III, and Prime IV, the general partners of Restart (35,768 shares), Restart II (56,469 shares), Restart III (39,326 shares) and Restart IV (18,883 shares), respectively. Waterfall does not directly own any of the Common Stock. Waterfall may be deemed to indirectly beneficially own 248,366 shares of Common Stock by virtue of his positions as managing member of MW Management, which is the general partner of Phoenix (44,721 shares), and of MW Capital, which is the general partner of MWIP (5,776 shares); as President, Assistant Secretary and Director of Morgens Waterfall (47,423 shares); and as President and a Director of Prime, Inc. as general Partner of each of Prime, Prime II, Prime III, and Prime IV, as general partners of Restart (35,768 shares), Restart II (56,469 shares), Restart III (39,326 shares) and Restart IV (18,883 shares), respectively. Morgens does not directly own any of the Common Stock. Morgens may be deemed to indirectly beneficially own 248,366 shares of Common Stock by virtue of his position as managing member of MW Management, which is the general partner of Phoenix (44,721 shares), and of MW Capital, which is the general partner of MWIP (5,776 shares); as Chairman of the Board of Directors and Secretary of Prime, as general partner of each of Prime, Prime II, Prime III, and Prime IV, the respective general partners of Restart (35,768 shares), Restart II (56,469 shares), Restart III (39,326 shares), and Restart IV (18,883 shares); and as Chairman of the Board of Directors and Secretary of Morgens Waterfall (47,423 shares), respectively. Page 28 of 34 Pages Each Reporting Person hereby disclaims that it has any beneficial interest in the securities owned, directly or indirectly, by any other entity. (c) The following is a list of all transactions involving the Common Stock during the past 60 days, by any of the Reporting Persons named in Item 2 of this Schedule 13D: Reporting Aggregate # of shares Person Date sold Price/Share - --------- ---- ------------- ----------- Common Fund 7/22/97 (100) $9.00 MWIP 7/22/97 (700) $9.00 Restart 7/22/97 (4,300) $9.00 Restart II 7/22/97 (6,800) $9.00 Restart III 7/22/97 (4,800) $9.00 Restart IV 7/22/97 (2,300) $9.00 MWV Plan 6/25/97 (8,908) $9.00 Phoenix 7/22/97 (5,400) $9.00 BVI 7/22/97 (3,700) $9.00 Betje 7/22/97 (1,900) $9.00 (d) Except as set forth above, no other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities. (e) As of July 22, 1997 the Reporting Persons ceased to be the beneficial owners of more than five percent of the Company's Common Stock. ITEM 6: CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO THE SECURITIES OF THE COMPANY. Except to the extent described in Items 2 and 5, none of the persons identified in Item 2 is a party to any contract, arrangement, understanding or relationship with respect to any securities of the Company. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. EXHIBIT 1 Joint Acquisition Statement among the Reporting Persons dated June 18, 1997, filed pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, as amended. EXHIBIT 2 Power of Attorney, dated August 8, 1997, granted to Morgens and Waterfall by MWIP; MW Capital; Prime, Inc.; Prime; Prime II; Prime III; Prime IV; Restart; Restart II; Restart III; Restart IV; Phoenix; MW Management; MWV Plan; Morgens Waterfall; Betje; Common Fund; Phaeton International N.V. and Phaeton BVI; for the specific purpose of executing on their behalf any Schedule 13Ds and amendments thereto for filing with the Commission pursuant to the requirements of Rule 13d-1(f). Page 29 of 34 Pages SIGNATURES After reasonable inquiry and to the best knowledge and belief of each of the Reporting Persons, each such person or entity certifies that the information set forth in this statement is true, complete and correct and agrees that this statement is filed on behalf of each of them. The Reporting Persons listed herein /s/ Bruce Waterfall Dated: August 12, 1997 By: ___________________________________ John C. "Bruce" Waterfall, on his own behalf and as attorney-in-fact for each of the other Reporting Persons /s/ Edwin H. Morgens By: ___________________________________ Edwin H. Morgens, on his own behalf and as attorney-in-fact for each of the other Reporting Persons Page 30 of 34 Pages EXHIBIT 1 JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(f)(1) The undersigned acknowledge and agree that this statement on Schedule 13D is filed on behalf of each of the undersigned and that any subsequent amendments to the statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate. The Reporting Persons listed herein Dated: August 12, 1997 By: /s/ Bruce Waterfall ___________________________________ John C. "Bruce" Waterfall, on his own and as attorney-in-fact for each of the other Reporting Persons By: /s/ Edwin H. Morgens ___________________________________ Edwin H. Morgens, on his own behalf and as attorney-in-fact for each of the other Reporting Persons Page 31 of 34 Pages EXHIBIT 2 POWER OF ATTORNEY The undersigned hereby appoint John C. "Bruce" Waterfall and Edwin H. Morgens each with full power of substitution, as their attorneys-in-fact for the specific purpose of executing on their behalf any Schedule 13Ds and amendments thereto for filing with the Securities and Exchange Commission pursuant to the requirements of Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended. The undersigned hereby ratify the execution on their behalf, prior to the date hereof, by John C. "Bruce" Waterfall or Edwin H. Morgens of any Schedule 13Ds or amendments thereto for the aforesaid purpose. IN WITNESS WHEREOF, the undersigned have caused this Power of Attorney to be duly executed as of August 12, 1997. MORGENS WATERFALL INCOME PARTNERS, L.P. By: MW Capital, L.L.C. General Partner /s/ Bruce Waterfall By: _________________________ John C. "Bruce" Waterfall Managing Member MW CAPITAL, L.L.C. /s/ Bruce Waterfall By: _________________________ John C. "Bruce" Waterfall Managing Member PHOENIX PARTNERS, L.P. By: MW Management, L.L.C. General Partner /s/ Bruce Waterfall By: _________________________ John C. "Bruce" Waterfall Managing Member MW MANAGEMENT, L.L.C. /s/ Bruce Waterfall By: _________________________ John C. "Bruce" Waterfall Managing Member Page 32 of 34 Pages BETJE PARTNERS PHAETON BVI PHAETON INTERNATIONAL N.V. THE COMMON FUND FOR NON-PROFIT ORGANIZATIONS By: Morgens, Waterfall, Vintiadis & Company, Inc. Agent/Investment Advisor /s/ Bruce Waterfall By: _________________________ John C. "Bruce" Waterfall President MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. /s/ Bruce Waterfall By: _________________________ John C. "Bruce" Waterfall President RESTART PARTNERS, L.P. RESTART PARTNERS II, L.P. RESTART PARTNERS III, L.P. RESTART PARTNERS IV, L.P. By: PRIME GROUP, L.P. PRIME GROUP II, L.P. PRIME GROUP III, L.P. PRIME GROUP IV, L.P. As General Partners of Restart Partners, L.P., Restart Partners II, L.P., Restart Partners III, L.P. and Restart Partners IV, L.P., respectively By: PRIME, INC. As general partner of Prime Group, L.P., Prime Group II, L.P., Prime Group, III, L.P. and Prime Group IV, L.P. /s/ Bruce Waterfall By: _________________________ John C. "Bruce" Waterfall President Page 33 of 34 Pages JOHN C. "BRUCE" WATERFALL /s/ Bruce Waterfall By: _________________________ EDWIN H. MORGENS /s/ Edwin H. Morgens By: _________________________ MWV PLAN /s/ Dan Levinson By: _________________________ Dan Levinson Trustee Page 34 of 34 Pages -----END PRIVACY-ENHANCED MESSAGE-----