0001628280-21-001566.txt : 20210205 0001628280-21-001566.hdr.sgml : 20210205 20210205184814 ACCESSION NUMBER: 0001628280-21-001566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210203 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALLACE RICHARD P CENTRAL INDEX KEY: 0001196898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 21597816 MAIL ADDRESS: STREET 1: KLA TENCOR STREET 2: 160 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088753000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA TENCOR CORP DATE OF NAME CHANGE: 19970505 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_161256887837991.xml FORM 4 X0306 4 2021-02-03 0 0000319201 KLA CORP KLAC 0001196898 WALLACE RICHARD P ONE TECHNOLOGY DRIVE MILPITAS CA 95035 1 1 0 0 President and CEO Common Stock 2021-02-03 4 S 0 4216 301.60 D 76906 D Common Stock 9182 I By Trust Common Stock - Restricted Stock Units 211403 D This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2020. Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Each RSU represents a contingent right to receive one share of KLA common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. /s/ Jeffrey Cannon as attorney-in-fact for Richard P. Wallace 2021-02-04