0001628280-20-011814.txt : 20200805 0001628280-20-011814.hdr.sgml : 20200805 20200805163345 ACCESSION NUMBER: 0001628280-20-011814 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200803 FILED AS OF DATE: 20200805 DATE AS OF CHANGE: 20200805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lorig Brian CENTRAL INDEX KEY: 0001697041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 201078117 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: X1 ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088753000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA TENCOR CORP DATE OF NAME CHANGE: 19970505 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_159665961123636.xml FORM 4 X0306 4 2020-08-03 0 0000319201 KLA CORP KLAC 0001697041 Lorig Brian ONE TECHNOLOGY DRIVE MILPITAS CA 95035 0 1 0 0 Executive Vice President Common Stock 2020-08-03 4 S 0 1777 202.59 D 566 D Common Stock - Restricted Stock Units 2020-08-03 4 M 0 938 0 D 25741 D Common Stock 2020-08-03 4 M 0 938 0 A 1504 D Common Stock 2020-08-03 4 F 0 466 207.65 D 1038 D This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. On August 3, 2017, the Reporting Person was granted RSUs for 3,752 shares of KLA common stock. On August 3, 2020, 25% of the RSUs vested. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2020. /s/ Kenneth Powell, attorney-in-fact for Brian Lorig 2020-08-05