0001628280-20-010243.txt : 20200707 0001628280-20-010243.hdr.sgml : 20200707 20200707190451 ACCESSION NUMBER: 0001628280-20-010243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200702 FILED AS OF DATE: 20200707 DATE AS OF CHANGE: 20200707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lorig Brian CENTRAL INDEX KEY: 0001697041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 201016942 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: X1 ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088753000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA TENCOR CORP DATE OF NAME CHANGE: 19970505 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_159416307476674.xml FORM 4 X0306 4 2020-07-02 0 0000319201 KLA CORP KLAC 0001697041 Lorig Brian ONE TECHNOLOGY DRIVE MILPITAS CA 95035 0 1 0 0 Executive Vice President Common Stock 2020-06-30 5 J 0 E 136 155.185 A 702 D Common Stock 2020-07-02 4 S 0 136 194.56 D 566 D Common Stock - Restricted Stock Units 22823 D Purchased under the registrant's employee stock purchase plan. Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. /s/ Jeffrey Cannon, attorney-in-fact for Brian Lorig 2020-07-07