0001628280-19-013691.txt : 20191107
0001628280-19-013691.hdr.sgml : 20191107
20191107165633
ACCESSION NUMBER: 0001628280-19-013691
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191105
FILED AS OF DATE: 20191107
DATE AS OF CHANGE: 20191107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KENNEDY KEVIN
CENTRAL INDEX KEY: 0001182379
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09992
FILM NUMBER: 191201132
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KLA CORP
CENTRAL INDEX KEY: 0000319201
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 042564110
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: ONE TECHNOLOGY DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4088753000
MAIL ADDRESS:
STREET 1: ONE TECHNOLOGY DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
FORMER COMPANY:
FORMER CONFORMED NAME: KLA TENCOR CORP
DATE OF NAME CHANGE: 19970505
FORMER COMPANY:
FORMER CONFORMED NAME: KLA INSTRUMENTS CORP
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_157316377765195.xml
FORM 4
X0306
4
2019-11-05
0
0000319201
KLA CORP
KLAC
0001182379
KENNEDY KEVIN
C/O KLA CORPORATION
ONE TECHNOLOGY DRIVE
MILPITAS
CA
95035
1
0
0
0
Common Stock - Restricted Stock Units
2019-11-05
4
M
0
2072
0
D
0
D
Common Stock
2019-11-05
4
M
0
2072
0
A
3974
D
Common Stock - Restricted Stock Units
2019-11-05
4
A
0
1162
0
A
1162
D
Common Stock
2019-11-05
4
S
0
628
174.315
D
16557
I
By Trust
Common Stock
2019-11-05
4
S
0
1472
172.224
D
15085
I
By Trust
Common Stock
2019-11-05
4
S
0
400
173.01
D
14685
I
By Trust
Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.
On November 7, 2018, the reporting person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full.
On November 5, 2019, the reporting person received an automatic grant of RSUs for 1,162 shares. The RSUs vest upon the earliest to occur of (i) November 5, 2020, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control.
This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.
Represents the weighted average sales price for the shares. The sales prices ranged from $174.17 to $174.68. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.
Represents the weighted average sales price for the shares. The sales prices ranged from $171.71 to $171.70. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price for the shares. The sales prices ranged from $172.83 to $173.26. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.
/s/ Teri A. Little as Attorney-in-Fact for Kevin J. Kennedy
2019-11-06