0001628280-19-013691.txt : 20191107 0001628280-19-013691.hdr.sgml : 20191107 20191107165633 ACCESSION NUMBER: 0001628280-19-013691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191105 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KENNEDY KEVIN CENTRAL INDEX KEY: 0001182379 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 191201132 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088753000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA TENCOR CORP DATE OF NAME CHANGE: 19970505 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_157316377765195.xml FORM 4 X0306 4 2019-11-05 0 0000319201 KLA CORP KLAC 0001182379 KENNEDY KEVIN C/O KLA CORPORATION ONE TECHNOLOGY DRIVE MILPITAS CA 95035 1 0 0 0 Common Stock - Restricted Stock Units 2019-11-05 4 M 0 2072 0 D 0 D Common Stock 2019-11-05 4 M 0 2072 0 A 3974 D Common Stock - Restricted Stock Units 2019-11-05 4 A 0 1162 0 A 1162 D Common Stock 2019-11-05 4 S 0 628 174.315 D 16557 I By Trust Common Stock 2019-11-05 4 S 0 1472 172.224 D 15085 I By Trust Common Stock 2019-11-05 4 S 0 400 173.01 D 14685 I By Trust Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. On November 7, 2018, the reporting person received an automatic grant of RSUs for 2,072 shares of KLA common stock. On November 5, 2019, the RSUs vested in full. On November 5, 2019, the reporting person received an automatic grant of RSUs for 1,162 shares. The RSUs vest upon the earliest to occur of (i) November 5, 2020, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019. Represents the weighted average sales price for the shares. The sales prices ranged from $174.17 to $174.68. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary. Represents the weighted average sales price for the shares. The sales prices ranged from $171.71 to $171.70. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Represents the weighted average sales price for the shares. The sales prices ranged from $172.83 to $173.26. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. /s/ Teri A. Little as Attorney-in-Fact for Kevin J. Kennedy 2019-11-06