0001628280-19-011419.txt : 20190905 0001628280-19-011419.hdr.sgml : 20190905 20190905091219 ACCESSION NUMBER: 0001628280-19-011419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190903 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lorig Brian CENTRAL INDEX KEY: 0001697041 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 191076302 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: X1 ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088753000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA TENCOR CORP DATE OF NAME CHANGE: 19970505 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_156768912288168.xml FORM 4 X0306 4 2019-09-03 0 0000319201 KLA CORP KLAC 0001697041 Lorig Brian ONE TECHNOLOGY DRIVE MILPITAS CA 95035 0 1 0 0 Executive Vice President Common Stock - Restricted Stock Units 2019-09-03 4 M 0 1641 0 D 18359 D Common Stock 2019-09-03 4 M 0 1641 0 A 2207 D Common Stock 2019-09-03 4 F 0 568 149.93 D 1639 D Common Stock - Restricted Stock Units 2019-09-03 4 M 0 661 0 D 17698 D Common Stock 2019-09-03 4 M 0 661 0 A 2300 D Common Stock 2019-09-03 4 F 0 229 149.93 D 2071 D Common Stock 2019-09-04 4 S 0 1505 151.58 D 566 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. On September 3, 2015 the reporting person was granted PRSUs, which in 2018 the Compensation Committee determined was for an aggregate of 3,282 shares based on the performance conditions attained. On September 3, 2019, the remaining shares vested. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on September 3, 2019. On September 3, 2015 the reporting person was granted RSUs for 2,647 shares of KLA common stock. On September 3, 2019, the remaining shares vested. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2019. /s/ Teri A. Little, attorney-in-fact for Brian Lorig 2019-09-04