0001628280-19-010340.txt : 20190807 0001628280-19-010340.hdr.sgml : 20190807 20190807185626 ACCESSION NUMBER: 0001628280-19-010340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190805 FILED AS OF DATE: 20190807 DATE AS OF CHANGE: 20190807 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Higgins Bren D. CENTRAL INDEX KEY: 0001582049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 191007011 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088753000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA TENCOR CORP DATE OF NAME CHANGE: 19970505 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_156521857096887.xml FORM 4 X0306 4 2019-08-05 0 0000319201 KLA CORP KLAC 0001582049 Higgins Bren D. C/O KLA-TENCOR CORPORATION ONE TECHNOLOGY DRIVE MILPITAS CA 95035 0 1 0 0 EVP & Chief Financial Officer Common Stock - Restricted Stock Units 2019-08-05 4 M 0 2814 0 D 58868 D Common Stock 2019-08-05 4 M 0 2814 0 A 7351 D Common Stock 2019-08-05 4 F 0 1396 133.24 D 5955 D Common Stock 2019-08-05 4 S 0 1654 130.10 D 4301 D Common Stock - Restricted Stock Units 2019-08-06 4 M 0 8215 0 D 50653 D Common Stock 2019-08-06 4 M 0 8215 0 A 12516 D Common Stock 2019-08-06 4 F 0 4073 135.64 D 8443 D Common Stock - Restricted Stock Units 2019-08-06 4 M 0 3312 0 D 47341 D Common Stock 2019-08-06 4 M 0 3312 0 A 11755 D Common Stock 2019-08-06 4 F 0 1643 135.64 D 10112 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. On August 3, 2017, the reporting person was granted 11,256 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2019. On August 6, 2015, the reporting person was granted performance RSUs which the Compensation Committee determined in 2018 was for 16,430 shares based on the achievement of performance criteria. On August 6, 2019, the remaining 50% of the award vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019. On August 6, 2015, the reporting person was granted 13,250 RSUs. On August 6, 2019, the remaining RSUs vested. /s/ Teri A. Little as Attorney-in-Fact for Bren D. Higgins 2019-08-07