0001628280-18-010806.txt : 20180808 0001628280-18-010806.hdr.sgml : 20180808 20180808162308 ACCESSION NUMBER: 0001628280-18-010806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180806 FILED AS OF DATE: 20180808 DATE AS OF CHANGE: 20180808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trafas Brian M. CENTRAL INDEX KEY: 0001642421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 181001684 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA TENCOR CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088756000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_153375977261896.xml FORM 4 X0306 4 2018-08-06 0 0000319201 KLA TENCOR CORP KLAC 0001642421 Trafas Brian M. C/O KLA-TENCOR CORPORATION ONE TECHNOLOGY DRIVE MILPITAS CA 95035 0 1 0 0 Executive Vice President Common Stock 2018-08-06 4 S 0 1739 118.87 D 649 D Common Stock - Restricted Stock Units 2018-08-06 4 M 0 5456 0 D 52209 D Common Stock 2018-08-06 4 M 0 5456 0 A 6105 D Common Stock 2018-08-06 4 F 0 2706 118.27 D 3399 D Common Stock - Restricted Stock Units 2018-08-06 4 M 0 2200 0 D 50009 D Common Stock 2018-08-06 4 M 0 2200 0 A 5599 D Common Stock 2018-08-06 4 F 0 1091 118.27 D 4508 D This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 11,000 shares (based on 125% of the target shares of 8,800) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 10,912. On August 6, 2018, 50% of the RSUs vested. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 6, 2018. On August 6, 2015, the Reporting Person was granted an RSU for 8,800 shares of KLA-Tencor Common Stock. On August 6, 2018, 25% of those shares vested. /s/ Teri Little as Attorney-in-Fact for Brian M. Trafas 2018-08-08