0001628280-18-010546.txt : 20180806
0001628280-18-010546.hdr.sgml : 20180806
20180806163127
ACCESSION NUMBER: 0001628280-18-010546
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180802
FILED AS OF DATE: 20180806
DATE AS OF CHANGE: 20180806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WALLACE RICHARD P
CENTRAL INDEX KEY: 0001196898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09992
FILM NUMBER: 18995143
MAIL ADDRESS:
STREET 1: KLA TENCOR
STREET 2: 160 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KLA TENCOR CORP
CENTRAL INDEX KEY: 0000319201
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 042564110
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: ONE TECHNOLOGY DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4088756000
MAIL ADDRESS:
STREET 1: ONE TECHNOLOGY DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
FORMER COMPANY:
FORMER CONFORMED NAME: KLA INSTRUMENTS CORP
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_153358747046984.xml
FORM 4
X0306
4
2018-08-02
0
0000319201
KLA TENCOR CORP
KLAC
0001196898
WALLACE RICHARD P
C/O KLA-TENCOR CORPORATION
ONE TECHNOLOGY DRIVE
MILPITAS
CA
95035
1
1
0
0
President and CEO
Common Stock
2018-07-02
5
J
0
E
235
87.151
A
43677
D
Common Stock - Restricted Stock Units
2018-08-02
4
A
0
27589
0
A
207934
D
Common Stock - Restricted Stock Units
2018-08-02
4
A
0
65658
0
A
273592
D
Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.
Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
On August 2, 2018, the independent members of the board of directors granted the Reporting Person an RSU that vests 25% each year from the date of grant, subject to the reporting person being a service provider on each vesting date.
Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 66,187 shares (based on 125% of the target shares of 52,950) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 65,658.
/s/ Teri Little as Attorney-in-Fact for Richard P. Wallace
2018-08-06