0001628280-17-008389.txt : 20170808 0001628280-17-008389.hdr.sgml : 20170808 20170808201403 ACCESSION NUMBER: 0001628280-17-008389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170804 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trafas Brian M. CENTRAL INDEX KEY: 0001642421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 171016178 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA TENCOR CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088756000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 4 1 wf-form4_150223762878241.xml FORM 4 X0306 4 2017-08-04 0 0000319201 KLA TENCOR CORP KLAC 0001642421 Trafas Brian M. C/O KLA-TENCOR CORPORATION ONE TECHNOLOGY DRIVE MILPITAS CA 95035 0 1 0 0 Senior Vice President Common Stock 2017-08-04 4 M 0 3450 0 A 3450 D Common Stock 2017-08-04 4 F 0 1801 88.83 D 1649 D Common Stock 2017-08-06 4 M 0 8456 0 A 10105 D Common Stock 2017-08-06 4 F 0 4413 88.83 D 5692 D Common Stock 2017-08-07 4 M 0 1837 0 A 7529 D Common Stock 2017-08-07 4 F 0 959 92.01 D 6570 D Common Stock 2017-08-07 4 S 0 5692 89.15 D 878 D Common Stock - Restricted Stock Units 34043 D On August 4, 2016, the Reporting Person received a grant of RSUs covering 13,800 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs. Pursuant to such terms of the August 4, 2016 RSU grant, 1,801 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. On August 6, 2013, August 6, 2013, and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 7,150 (RSU), 7,150 (PRSU) and 8,800 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25% of such RSUs and 50% of the PRSUs. Pursuant to such terms of the August 6, 2013, August 6, 2013 and August 6, 2015 grants, 4,413 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. On August 7, 2014, the Reporting Person received a grant of RSUs covering 7,350 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs. Pursuant to such terms of the August 7, 2014 RSU grant, 959 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. /s/ Teri Little as Attorney-in-Fact for Brian M. Trafas 2017-08-08