0001628280-17-008389.txt : 20170808
0001628280-17-008389.hdr.sgml : 20170808
20170808201403
ACCESSION NUMBER: 0001628280-17-008389
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170804
FILED AS OF DATE: 20170808
DATE AS OF CHANGE: 20170808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trafas Brian M.
CENTRAL INDEX KEY: 0001642421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09992
FILM NUMBER: 171016178
MAIL ADDRESS:
STREET 1: ONE TECHNOLOGY DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KLA TENCOR CORP
CENTRAL INDEX KEY: 0000319201
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 042564110
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: ONE TECHNOLOGY DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4088756000
MAIL ADDRESS:
STREET 1: ONE TECHNOLOGY DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
FORMER COMPANY:
FORMER CONFORMED NAME: KLA INSTRUMENTS CORP
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_150223762878241.xml
FORM 4
X0306
4
2017-08-04
0
0000319201
KLA TENCOR CORP
KLAC
0001642421
Trafas Brian M.
C/O KLA-TENCOR CORPORATION
ONE TECHNOLOGY DRIVE
MILPITAS
CA
95035
0
1
0
0
Senior Vice President
Common Stock
2017-08-04
4
M
0
3450
0
A
3450
D
Common Stock
2017-08-04
4
F
0
1801
88.83
D
1649
D
Common Stock
2017-08-06
4
M
0
8456
0
A
10105
D
Common Stock
2017-08-06
4
F
0
4413
88.83
D
5692
D
Common Stock
2017-08-07
4
M
0
1837
0
A
7529
D
Common Stock
2017-08-07
4
F
0
959
92.01
D
6570
D
Common Stock
2017-08-07
4
S
0
5692
89.15
D
878
D
Common Stock - Restricted Stock Units
34043
D
On August 4, 2016, the Reporting Person received a grant of RSUs covering 13,800 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs.
Pursuant to such terms of the August 4, 2016 RSU grant, 1,801 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
On August 6, 2013, August 6, 2013, and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 7,150 (RSU), 7,150 (PRSU) and 8,800 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25% of such RSUs and 50% of the PRSUs.
Pursuant to such terms of the August 6, 2013, August 6, 2013 and August 6, 2015 grants, 4,413 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
On August 7, 2014, the Reporting Person received a grant of RSUs covering 7,350 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs.
Pursuant to such terms of the August 7, 2014 RSU grant, 959 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.
This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
/s/ Teri Little as Attorney-in-Fact for Brian M. Trafas
2017-08-08