0001209191-22-044768.txt : 20220808 0001209191-22-044768.hdr.sgml : 20220808 20220808160553 ACCESSION NUMBER: 0001209191-22-044768 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220804 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALLACE RICHARD P CENTRAL INDEX KEY: 0001196898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 221144305 MAIL ADDRESS: STREET 1: KLA TENCOR STREET 2: 160 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088753000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA TENCOR CORP DATE OF NAME CHANGE: 19970505 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-08-04 0 0000319201 KLA CORP KLAC 0001196898 WALLACE RICHARD P ONE TECHNOLOGY DRIVE MILPITAS CA 95035 0 1 0 0 President and CEO Common Stock 2022-08-04 4 A 0 16097 0.00 A 226947 D Common Stock 2022-08-04 4 A 0 57885 0.00 A 284832 D Common Stock 2022-08-04 4 F 0 14350 397.40 D 270482 D Common Stock 9182 I By Trust On August 4, 2022, the Reporting Person received a grant of restricted stock units ("RSUs"). The RSUs vest 25% annually from the date of grant. The number of shares of KLA common stock includes 129,104 shares issuable upon vesting of RSUs. On August 1, 2019, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on a Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 57,885 shares (based on 150% of the target shares of 38,590) of KLA common stock, subject to both performance-vesting and service-vesting requirements. On August 4, 2022, the Compensation and Talent Committee of KLA's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 57,885. The number of shares of KLA common stock includes 158,047 shares issuable upon vesting of RSUs. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2022. Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. /s/ Jeffrey Cannon, attorney-in-fact for Richard P. Wallace 2022-08-08