0001181431-13-056133.txt : 20131101
0001181431-13-056133.hdr.sgml : 20131101
20131101170605
ACCESSION NUMBER: 0001181431-13-056133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131030
FILED AS OF DATE: 20131101
DATE AS OF CHANGE: 20131101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KLA TENCOR CORP
CENTRAL INDEX KEY: 0000319201
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 042564110
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: ONE TECHNOLOGY DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4088756000
MAIL ADDRESS:
STREET 1: ONE TECHNOLOGY DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
FORMER COMPANY:
FORMER CONFORMED NAME: KLA INSTRUMENTS CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Higgins Bren D.
CENTRAL INDEX KEY: 0001582049
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09992
FILM NUMBER: 131186706
MAIL ADDRESS:
STREET 1: ONE TECHNOLOGY DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
4
1
rrd393814.xml
OPTION EXERCISE AND SALE
X0306
4
2013-10-30
0
0000319201
KLA TENCOR CORP
KLAC
0001582049
Higgins Bren D.
ONE TECHNOLOGY DRIVE
MILPITAS
CA
95035
0
1
0
0
EVP & Chief Financial Officer
Common Stock
2013-10-30
4
M
0
280
58.10
A
280
D
Common Stock
2013-10-30
4
S
0
280
65.592
D
0
D
Common Stock - Restricted Stock Units
27145
D
Non-Qualified Stock Option (Right to Buy)
58.10
2013-10-30
4
M
0
280
0
D
2014-01-27
Common Stock
280
0
D
This transaction was executed in multiple trades at prices ranging from $65.59 to $65.60. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
Represents a stock option granted on January 27, 2004, granting the Reporting Person the right to purchase up to 280 shares of KLA-Tencor common stock. 56 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 224 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008.
Brian M. Martin as Attorney-in-Fact for Bren D. Higgins
2013-11-01