-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N0bCsAt2NPS0xxRVrxXkheLo+zG+V1MtWRdmu8NqJpG5/cFwDlmZve1HT05gIWoI omgAJh0IlhdxSpL6FwAJQw== 0000893750-02-000747.txt : 20021212 0000893750-02-000747.hdr.sgml : 20021212 20021212163616 ACCESSION NUMBER: 0000893750-02-000747 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021212 ITEM INFORMATION: FILED AS OF DATE: 20021212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN WATER WORKS CO INC CENTRAL INDEX KEY: 0000318819 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03437 FILM NUMBER: 02855968 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK RD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 6093468200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 8-K 1 form8k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2002 AMERICAN WATER WORKS COMPANY, INC. ---------------------------------------------- (Exact name of registrant specified in its charter) Delaware 0001-03437 51-0063696 - ---------------------------- ------------ ------------------- (State or other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Number) Identification No.) 1025 Laurel Oak Road, P.O. Box 1770 Voorhees, NJ 08043 ------------------------------------------------ ------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (856) 346-8200 ITEM 9. REGULATION FD DISCLOSURE. American Water Works Company, Inc. is furnishing herewith a copy of an employee communication relating to its proposed merger with a subsidiary of RWE. This information is attached to this Form 8-K as Exhibit 99.1. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AMERICAN WATER WORKS COMPANY, INC. By: /s/ W. Timothy Pohl ---------------------------------- Name: W. Timothy Pohl Title: General Counsel and Secretary Date: December 12, 2002 EXHIBIT INDEX Exhibit No. Description - ----------- ----------- 99.1 RWE Acquisition Update #30 dated December 12, 2002. EX-99.1 3 exhibit99_1.txt EXHIBIT 99.1 Exhibit 99.1 [Logo] RWE Acquisition Update #30 December 12, 2002 This is an update on the RWE/Thames transaction for American Water associates. Future updates will be distributed in the coming weeks via email. They are then archived, along with other important materials, in the "RWE Acquisition Update" database on Lotus Notes. The information contained in this Update will also be filed with the US Securities and Exchange Commission and can be viewed by accessing the commission's EDGAR database at http://www.sec.gov/edgar.shtml. On November 21, 2002 American Water Works announced that regulatory approvals for the Company's acquisition by RWE AG were received by subsidiaries in Illinois, New Jersey and New York. Since that announcement, additional progress in the process of obtaining the necessary regulatory approvals has occurred in the following states: Arizona - On December 9, 2002, the commission approved the Administrative Law Judge's (ALJ's) recommended approval after modifying a condition in that recommendation regarding the future cost of debt for ratemaking purposes and revising another condition to establish a three-year period before a rate increase request can be filed after the acquisition is completed. California - The California Public Utilities Commission has included consideration of the ALJ's recommended approval on the agenda for its December 17, 2002 meeting. West Virginia - On December 6, 2002, the commission issued an order reaffirming their approval of the transaction with additional conditions and some revisions of some of the conditions in their October 23, 2002 order. The company must accept the conditions in both orders on or before December 16, 2002 for the approval to become effective. At the present time, no closing date has been set and closing is still anticipated during the first quarter of 2003. -----END PRIVACY-ENHANCED MESSAGE-----