-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DEOrVTL8UUH4xkyyHXSoBYSq+ktRGvHvmpjj78NO938DAkqHN+WsTE9pkGJ6kFkU 7q75Gbf7fZs3wbLTkAH6Qw== 0000893750-02-000444.txt : 20020729 0000893750-02-000444.hdr.sgml : 20020729 20020729171311 ACCESSION NUMBER: 0000893750-02-000444 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020729 ITEM INFORMATION: FILED AS OF DATE: 20020729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN WATER WORKS CO INC CENTRAL INDEX KEY: 0000318819 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03437 FILM NUMBER: 02713526 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK RD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 6093468200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 8-K 1 form8k.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2002 AMERICAN WATER WORKS COMPANY, INC. --------------------------------------------------- (Exact name of registrant specified in its charter) Delaware 0001-03437 51-0063696 -------- ---------- ---------- (State or (Commission (I.R.S. Employer other Jurisdiction File Number) Identification No.) of Incorporatin 1025 Laurel Oak Road, P.O. Box 1770 Voorhees, NJ 08043 ------------------------------------------------ ---------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (856) 346-8200 ITEM 9. REGULATION FD DISCLOSURE. American Water Works Company, Inc. is furnishing herewith a copy of an employee communication relating to its proposed merger with a subsidiary of RWE. This information is attached to this Form 8-K as Exhibit 99.1. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AMERICAN WATER WORKS COMPANY, INC. By: /s/ W. Timothy Pohl --------------------------------------- Name: W. Timothy Pohl Title: General Counsel and Secretary Date: July 29, 2002 EXHIBIT INDEX Exhibit No. Description 99.1 RWE Acquisition Update #25 dated July 29, 2002. EX-99.1 3 ex99_1.txt UPDATE #25 EXHIBIT 99.1 [Logo] RWE Acquisition Update #25 July 29, 2002 This is an update on the RWE/Thames transaction for American Water Associates. Future updates will be distributed in the coming weeks via email. They are then archived, along with other important materials, in the "RWE Acquisition Update" database on Lotus Notes. The information in this "Update" will also be filed with the US Securities and Exchange Commission and can be viewed on the commission's EDGAR database at www.sec.gov/edgar.shtml. The Regulatory Process Continues on Schedule . . . The Company continues to believe that the acquisition will be final in the first half of 2003. When the regulatory process began last December, the transaction required commission approval in about a dozen states. Here's a status report on the nine remaining states where approvals are being sought. Arizona: Hearings will be conducted next month and a final decision is anticipated during the early portion of the fourth quarter of this year. California: A schedule for processing the request has been issued by the commission that could result in a decision being issued in mid-December. Illinois: Hearings are nearing completion and it is anticipated that a final decision will be issued in September. Maryland: No hearing dates have been established, but a final decision is anticipated prior to the end of 2002. New Jersey: Hearings are scheduled to conclude next month and a final decision is expected by October 2002. Continued . . . New Mexico: The administrative law judge assigned to the case issued a decision that recommends approval of the acquisition with conditions. A final decision from the commission on the judge's recommendation is anticipated next month. New York: Talks continue to resolve issues of concern to other parties in an attempt to reach a settlement that can be submitted for commission approval. Whether or not an agreement can be reached among the parties, a final decision from the commission is anticipated prior to the end of this year. Pennsylvania: The administrative law judge assigned to the case issued a decision that recommends approval of the acquisition with conditions. A final decision from the commission on the judge's recommendation is anticipated next month. West Virginia: An agreement has been reached among the parties that recommends approval of the acquisition and identifies conditions to be included in the order. A final commission decision regarding that agreement is anticipated next month. In California, Kentucky, New Jersey, New York, Pennsylvania, and West Virginia, unions representing a portion of the Company's workforce have encouraged approval of the transaction. In other areas, since approving the transaction in May, the Kentucky Public Service Commission has reaffirmed its decision and clarified some of the conditions set forth in its original order. A review of the acquisition by the Indiana Public Utility Commission is currently underway and anticipated to be concluded during September 2002. In June, the Company and RWE filed a premerger notification and report form with the Federal Trade Commission and the Department of Justice. The filing is in response to the Hart-Scott-Rodino (HSR) Antitrust Improvements Act of 1976, which requires parties to certain mergers or acquisitions to notify the two agencies. The agencies review the information in the filing to determine if the proposed transaction would have any anti-competitive effects within our market. On July 10, the Company announced that the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 had expired without inquiry by the Federal Trade Commission or the Department of Justice. ## -----END PRIVACY-ENHANCED MESSAGE-----