-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CpBcrQtXUOzo96xKlhr+GVmGS4a5lSyIPuJdYb2TwXP1AA7sWIZ1TcDPftoTnEZ6 Vj7qdI6Rkym9piq/hNtLXA== 0000893750-02-000419.txt : 20020716 0000893750-02-000419.hdr.sgml : 20020716 20020716153015 ACCESSION NUMBER: 0000893750-02-000419 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020710 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN WATER WORKS CO INC CENTRAL INDEX KEY: 0000318819 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03437 FILM NUMBER: 02703922 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK RD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 6093468200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 8-K 1 form_8k.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2002 AMERICAN WATER WORKS COMPANY, INC. --------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 0001-03437 51-0063696 - ------------------- ----------------- -------------------- (State or other (Commission (I.R.S. Employer Jurisdiction of File Number) Identification No.) Incorporation) 1025 Laurel Oak Road, P.O. Box 1770 Voorhees, NJ 08043 - -------------------------------------------------- -------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number: (856) 346-8200 ITEM 5. OTHER EVENTS On July 10, 2002, American Water Works Company, Inc. issued a press release announcing the expiration of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 in respect of its notification filed regarding the proposed merger of American Water Works Company, Inc. with and into a subsidiary of RWE AG. The press release is attached hereto as Exhibit 99.1 and incorporated by reference herein. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL STATEMENTS AND EXHIBITS. (a) Not Applicable. (b) Not Applicable. (c) Exhibits. The exhibit listed below and in the accompanying Exhibit Index is filed as part of this Current Report on Form 8-K. EXHIBIT NO. TITLE 99.1 Press Release, dated as of July 10, 2002, of American Water Works Company, Inc. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AMERICAN WATER WORKS COMPANY, INC. By: /s/ W. Timothy Pohl ----------------------------------------------------- Name: W. Timothy Pohl Title: General Counsel and Secretary Date: July 15, 2002 EXHIBIT INDEX Exhibit No. Description 99.1 Press Release, dated as of July 10, 2002, of American Water Works Company, Inc. EX-99 3 ex99_1.txt EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE James E. Harrison Vice President, Investor Relations 856-346-8207 Nancy A. Macenko Vice President, External Affairs 856-566-4026 American Water Works/RWE Agreement Hart-Scott-Rodino Waiting Period Expires VOORHEES, N.J., July 10, 2002 - American Water Works Company (NYSE:AWK) announced today that the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 has expired without inquiry by the Federal Trade Commission or the Department of Justice. The waiting period pertained to the notifications filed by American Water Works and RWE of their pending merger. The RWE acquisition of American Water Works is still subject to regulatory approval in nine states and the company continues to believe that the transaction will be final in the first half of 2003. About American Water Works American Water Works Company is the largest publicly traded U.S. corporation devoted exclusively to the business of water. Its 6,500 associates provide water, wastewater and other related services to 15 million people in 27 U.S. states and three Canadian provinces. More information can be found on the Web at www.amwater.com. ## AWK - Page 2 Forward looking statements in this report, including, without limitation, statements relating to the Company's plans, strategies, objectives, expectations, intentions and adequacy of resources, are made pursuant to the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. These forward looking statements involve known and unknown risks, uncertainties and other factors that may cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or achievements expressed or implied by such forward looking statements. These factors include, among others, the following: the success of pending applications for rate increases, inability to obtain, or to meet conditions imposed for, regulatory approval of pending acquisitions, weather conditions that tend to extremes of temperature or duration; availability, terms and development of capital; business abilities and judgment of personnel; changes in, or the failure to comply with governmental regulations, particularly those affecting the environment and water quality; competition; success of operating initiatives, advertising and promotional efforts; existence of adverse publicity or litigation; changes in business strategy or plans; quality of management; general economic and business conditions; the ability to satisfy the conditions to closing set forth in the definitive agreement; and other factors described in filings of the Company with the SEC. The Company undertakes no obligation to publicly update or revise any forward looking statement, whether as a result of new information, future events or otherwise. -----END PRIVACY-ENHANCED MESSAGE-----