8-A12B/A 1 form8-a.txt AMERICAN WATER WORKS CO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A Amendment No. 3 For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 American Water Works Company, Inc. ------------------------------------- (Exact name of registrant as specified in its charter) Delaware 51-0063696 ------------------------------ ---------------------------- (State of incorporation or organization) (I.R.S. Employer Identification No.) 1025 Laurel Oak Road, P.O. Box 1770, Voorhees, NJ 08043 ------------------------------ ------- (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered Common Stock Purchase Rights New York Stock Exchange ----------------------- ----------------------- If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [X] If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ] Securities Act registration statement file number to which this form relates: __________________ (if applicable) Securities to be registered pursuant to Section 12(g) of the Act: None ---------------------------------------------------------------------------- (Title of class) ---------------------------------------------------------------------------- (Title of class) 2 Item 1. Description of Registrant's Securities to be Registered. On June 6, 2002, American Water Works Company, Inc., a Delaware corporation (the "Company"), executed Amendment No. 3 (the "Rights Amendment") to the Rights Agreement dated as of February 18, 1999, as amended (the "Rights Agreement"), between the Company and Fleet National Bank (formerly known as BankBoston N.A.), a national banking association, as Rights Agent. The Rights Amendment provides for the appointment of EquiServe Trust Company, N.A. as successor Rights Agent under the Rights Agreement and certain other matters relating to successor Rights Agents under the Rights Agreement. The Rights Amendment is attached as Exhibit 4.4 hereto and is incorporated by reference herein, and the foregoing description of the Rights Amendment is qualified in its entirety by reference to the Rights Amendment. Item 2. Exhibits. 4.1 Rights Agreement, dated as of February 18, 1999, by and between American Water Works Company, Inc. and BankBoston N.A. (Incorporated by reference to the Company's Registration Statement on Form 8-A filed with the Securities and Exchange Commission on March 1, 1999). 4.2 First Amendment to the Rights Agreement, dated June 1, 2000 (Incorporated by reference to the Company's Registration Statement on Form 8-A filed with the Securities and Exchange Commission on June 1, 2000). 4.3 Second Amendment to the Rights Agreement, dated as of September 16, 2001 (Incorporated by reference to the Company's Registration Statement on Form 8-A filed with the Securities and Exchange Commission on September 17, 2001). 4.4 Third Amendment to the Rights Agreement, dated as of June 6, 2002. 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AMERICAN WATER WORKS COMPANY, INC. By:/s/ W. Timothy Pohl -------------------------------------- Name: W. Timothy Pohl Title: General Counsel and Secretary Date: July 1, 2002 4 EXHIBIT INDEX Exhibit Number Description 4.1 Rights Agreement, dated as of February 18, 1999, by and between American Water Works Company, Inc. and BankBoston N.A. (Incorporated by reference to the Company's Registration Statement on Form 8-A filed with the Securities and Exchange Commission on March 1, 1999). 4.2 First Amendment to the Rights Agreement, dated June 1, 2000 (Incorporated by reference to the Company's Registration Statement on Form 8-A filed with the Securities and Exchange Commission on June 1, 2000). 4.3 Second Amendment to the Rights Agreement, dated as of September 16, 2001 (Incorporated by reference to the Company's Registration Statement on Form 8-A filed with the Securities and Exchange Commission on September 17, 2001). 4.4 Third Amendment to the Rights Agreement, dated as of June 6, 2002.