-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IPJHdgmhjO7iiB6abRrt5K1/OTTF+GKWDDXEyo7Ho0CtVcKMojZPbBj2XUIQZMra 7Y3rhKitdiZL+YnofSs3cg== 0000893750-02-000023.txt : 20020413 0000893750-02-000023.hdr.sgml : 20020413 ACCESSION NUMBER: 0000893750-02-000023 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020115 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN WATER WORKS CO INC CENTRAL INDEX KEY: 0000318819 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03437 FILM NUMBER: 2509928 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK RD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 6093468200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 8-K 1 form8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2002 AMERICAN WATER WORKS COMPANY, INC. (Exact Name of Registrant as Specified in Charter) - ------------------------------------------------------------------------------- Delaware 0001-03437 51-0063696 (State or Other (Commission File (I.R.S. Employer Jurisdiction Number) Identification No.) of Incorporation) - ------------------------------------------------------------------------------- 1025 Laurel Oak Road, P.O. Box 1770, Voorhees, NJ 08043 (Address of Principal Executive Offices) (Zip Code) - ------------------------------------------------------------------------------- Registrant's Telephone Number, Including Area Code: (856) 346-8200 Item 5. Other Events. On January 15, 2002, American Water Works Company, Inc. ("American Water Works") issued a press release announcing that it has completed its acquisition of the water and wastewater assets of Citizens Communications Company (formerly known as Citizens Utilities Company). A copy of the American Water Works press release announcing the completion of the acquisition is incorporated herein by reference and included herein as Exhibit 99.1. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. (a) Financial Statements of Business Acquired. Not applicable. (b) Pro Forma Financial Information. Not applicable. (c) Exhibits. The exhibit listed below and in the accompanying Exhibit Index is filed as part of this Current Report on Form 8-K. EXHIBIT NO. DESCRIPTION 99.1 Press Release, dated as of January 15, 2002, of American Water Works Company, Inc. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: January 15, 2002 AMERICAN WATER WORKS COMPANY, INC. By: /s/ W. Timothy Pohl ----------------------------------- Name: W. Timothy Pohl Title: General Counsel and Secretary 3 EXHIBIT INDEX EXHIBIT NO. DESCRIPTION 99.1 Press Release, dated as of January 15, 2002, of American Water Works Company, Inc. 4 EXHIBIT 99.1 FOR IMMEDIATE RELEASE James E. Harrison Vice President, Investor Relations 856-346-8207 Nancy A. Macenko Vice President, External Affairs (856) 566-4026 AMERICAN WATER WORKS COMPANY COMPLETES ACQUISITION OF CITIZENS COMMUNICATIONS' WATER AND WASTEWATER ASSETS VOORHEES, NJ -- (January 15, 2002) - American Water Works Company, Inc. (NYSE:AWK), the largest publicly traded U.S. corporation devoted exclusively to the business of water, announced today that it has completed the acquisition of the water and wastewater assets of Citizens Communications Company [formerly known as Citizens Utilities Company, NYSE:CZN, CZB] for $859 million in cash and $120 million of assumed liabilities. As a result of the acquisition, American Water Works will serve more than one million additional people in Arizona, California, Illinois, Indiana, Ohio and Pennsylvania. American Water Works' President and Chief Executive Officer J. James Barr described the transaction as "a perfect fit for American Water Works Company - one that will deliver value for our customers, shareholders and the communities we serve." Barr noted that the Company already has operations in each of the six states. In Arizona and California, the transaction adds approximately 585,000 people to the 330,000 people American Water Works already serves in these states. This strengthens the company's foundation for continued growth in those key areas. In Illinois, Indiana and Ohio, 306,000 people have been added, further expanding the Company's already significant presence in the Midwest. In Pennsylvania, the number of people served increases by 130,000. American Water Works continues to have a significant presence in Pennsylvania with a service population of more than 2 million. The transaction will also expand American Water Works' presence in the wastewater sector by more than 260,000 people. "We are pleased to officially welcome nearly 300 new associates to the American Water Works' family," said Barr. "The knowledge and experience that we share going forward is certain to work to our customer's advantage." About American Water Works American Water Works Company is the largest publicly traded U.S. corporation devoted exclusively to the business of water. Its 6,600 associates provide water, wastewater and other related services to nearly 16 million people in 29 states and three Canadian provinces. More information can be found on the Web at www.amwater.com. ### Forward looking statements in this report, including, without limitation, statements relating to the Company's plans, strategies, objectives, expectations, intentions and adequacy of resources, are made pursuant to the safe harbor provisions of the U.S. Private Securities Litigation Reform Act of 1995. These forward looking statements involve known and unknown risks, uncertainties and other factors that may cause the actual results, performance or achievements of the Company to be materially different from any future results, performance or achievements expressed or implied by such forward looking statements. These factors include, among others, the following: the success of pending applications for rate increases, inability to obtain, or to meet conditions imposed for, regulatory approval of pending acquisitions, weather conditions that tend to extremes of temperature or duration; availability, terms and development of capital; business abilities and judgment of personnel; changes in, or the failure to comply with governmental regulations, particularly those affecting the environment and water quality; competition; success of operating initiatives, advertising and promotional efforts; existence of adverse publicity or litigation; changes in business strategy or plans; quality of management; general economic and business conditions; and other factors described in filings of the Company with the SEC. The Company undertakes no obligation to publicly update or revise any forward looking statement, whether as a result of new information, future events or otherwise. -----END PRIVACY-ENHANCED MESSAGE-----