-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D/IPebkRo50phX71UGXZGcyehqioIeXh8g1RepIKOUKH99lwi+Zl8XMg6nP4R1aj l2HHMbTUr9nikgnC1auAxQ== 0000318819-97-000014.txt : 19970704 0000318819-97-000014.hdr.sgml : 19970704 ACCESSION NUMBER: 0000318819-97-000014 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970703 EFFECTIVENESS DATE: 19970703 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN WATER WORKS CO INC CENTRAL INDEX KEY: 0000318819 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 033-62438 FILM NUMBER: 97636381 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK RD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 6093468200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 S-8 POS 1 Registration No. 33-62438 =========================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- POST-EFFECTIVE AMENDMENT NO.1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ----------------------- AMERICAN WATER WORKS COMPANY, INC. (Exact name of Registrant as specified in its charter) Delaware 1025 Laurel Oak Road 51-0063696 (State of Voorhees, New Jersey 08043 (I.R.S. Employer Incorporation) (Address of principal (Zip Code) Identification No.) executive offices) SAVINGS PLAN FOR EMPLOYEES OF AMERICAN WATER WORKS COMPANY, INC. AND ITS DESIGNATED SUBSIDIARIES (Full Title of the Plan) W. Timothy Pohl, Esq. General Counsel and Secretary American Water Works Company, Inc. 1025 Laurel Oak Road Voorhees, New Jersey 08043 (Name and address of agent for service) (609) 346-8200 (Telephone number, including area code, of agent for service) Copy to: George W. Patrick, Esq. Dechert Price & Rhoads 4000 Bell Atlantic Tower 1717 Arch Street Philadelphia, Pennsylvania 19103 (215) 994-2631 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT AMERICAN WATER WORKS COMPANY, INC. REGISTRATION COVERS SHARES RESULTING FROM STOCK SPLIT On July 25, 1996, American Water Works Company, Inc. (the "Registrant") effected a two-for-one split of the Registrant's Common Stock, in the form of a stock dividend. Pursuant to Rule 416(b) of the Securities Act of 1933, as amended (the "Securities Act"), the Registrant's Form S-8 Registration Statement (File No. 33-62438) is hereby amended to increase the number of shares of Common Stock issuable under the Employees' Stock Ownership Plan of American Water Works Company, Inc. and Its Designated Subsidiaries from 500,000 shares to 1,000,000 shares. SIGNATURES THE REGISTRANT. Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to Form S-8 to be signed on its behalf by the undersigned, thereto duly authorized, in Voorhees, New Jersey, on this 3rd day of July, 1997. AMERICAN WATER WORKS COMPANY, INC. *By: George W. Johnstone, President and Chief Executive Officer Pursuant to the requirements of the Securities Act, this Post-Effective Amendment No. 1 to Form S-8 has been signed by the following persons in the capacities and on the dates indicated. Name Title Date ---- ----- ---- *George W. Johnstone President and Chief Executive July 3, 1997 Officer and Director *J. James Barr Vice President and Treasurer July 3, 1997 (Principal Financial Officer) *Robert D. Sievers Comptroller (Principal July 3, 1997 Accounting Officer) SIGNATURES (Cont.) Name Title Date ---- ----- ---- *Marilyn Ware Lewis Chairman of the Board of July 3, 1997 Directors *William O. Albertini Director July 3, 1997 *William R. Cobb Director July 3, 1997 *Elizabeth H. Gemmill Director July 3, 1997 *Henry G. Hager Director July 3, 1997 *Nelson G. Harris Director July 3, 1997 *Nancy Ware Wainwright Director July 3, 1997 *Paul W. Ware Director July 3, 1997 *Ross A. Webber Director July 3, 1997 *W. Timothy Pohl, by signing his name hereto, does sign this document on behalf of the persons indicated pursuant to powers of attorney duly executed by such persons. By: W. Timothy Pohl, Esq. Attorney-in-Fact The Plan. Pursuant to the requirements of the Securities Act, the Plan has duly caused this Post-Effective Amendment No. 1 to Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in Voorhees, New Jersey on this 3rd day of July, 1997. SAVINGS PLAN FOR EMPLOYEES OF AMERICAN WATER WORKS COMPANY, INC. AND ITS DESIGNATED SUBSIDIARIES *By: George W. Johnstone, Chairman, Retirement Plan Committee -----END PRIVACY-ENHANCED MESSAGE-----