-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ibm36eeupuBADFPf52Luabmx22DQLbSw/hNxYN35A+94Of1b5+V4PwDEKy2FsAiE O5ONdzPOoqv6u9T2ilVHzQ== 0000318819-97-000013.txt : 19970704 0000318819-97-000013.hdr.sgml : 19970704 ACCESSION NUMBER: 0000318819-97-000013 CONFORMED SUBMISSION TYPE: S-3DPOS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970703 EFFECTIVENESS DATE: 19970703 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN WATER WORKS CO INC CENTRAL INDEX KEY: 0000318819 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-3DPOS SEC ACT: 1933 Act SEC FILE NUMBER: 033-59059 FILM NUMBER: 97636378 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK RD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 6093468200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 S-3DPOS 1 Registration No. 33-59059 =========================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------------- POST-EFFECTIVE AMENDMENT NO. 2 to FORM S-3 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 -------------------------- AMERICAN WATER WORKS COMPANY, INC. (Exact name of Registrant as specified in its charter) DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN Delaware 51-0063696 (State of Incorporation) (I.R.S. Employer Identification No.) 1025 Laurel Oak Road Voorhees, New Jersey (609) 346-8200 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) =========================================================================== W. Timothy Pohl, Esq. Copy to: General Counsel and Secretary George W. Patrick, Esq. American Water Works Company, Inc. Dechert Price & Rhoads 1025 Laurel Oak Road 4000 Bell Atlantic Tower Voorhees, New Jersey 08043 1717 Arch Street (609) 346-8200 Philadelphia, Pennsylvania 19103 (Name, address, including zip code, (215) 994-2631 and telephone number, including area code, of agent for service) =========================================================================== Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this Registration Statement. If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. [X] If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. [ ] If this Form is filed to register additional securities for offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [ ] =========================================================================== POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-3 REGISTRATION STATEMENT AMERICAN WATER WORKS COMPANY, INC. REGISTRATION COVERS SHARES RESULTING FROM STOCK SPLIT On July 25, 1996, American Water Works Company, Inc. (the "Registrant") effected a two-for-one split of the Registrant's Common Stock, in the form of a stock dividend. Pursuant to Rule 416(b) of the Securities Act of 1933, as amended (the "Securities Act"), the Registrant's Form S-3 Registration Statement (File No. 33-59059) is hereby amended to increase the number of shares of Common Stock issuable under the Dividend Reinvestment and Stock Purchase Plan from 5,000,000 shares to 10,000,000 shares. SIGNATURES The Registrant. Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 2 to Form S-3 to be signed on its behalf by the undersigned, thereto duly authorized, in Voorhees, New Jersey, on this 3rd day of July, 1997. AMERICAN WATER WORKS COMPANY, INC. *By: George W. Johnstone, President and Chief Executive Officer Pursuant to the requirements of the Securities Act, this Post- Effective Amendment No. 2 to Form S-3 has been signed by the following persons in the capacities and on the dates indicated. Name Title Date ---- ----- ---- *George W. Johnstone President and Chief July 3, 1997 Executive Officer and Director *J. James Barr Vice President and Treasurer July 3, 1997 (Principal Financial Officer) *Robert D. Sievers Comptroller July 3, 1997 (Principal Accounting Officer) SIGNATURES (Cont.) Name Title Date ---- ----- ---- *Marilyn Ware Lewis Chairman of the Board July 3, 1997 of Directors *William O. Albertini Director July 3, 1997 *William R. Cobb Director July 3, 1997 *Elizabeth H. Gemmill Director July 3, 1997 *Henry G. Hager Director July 3, 1997 *Nelson G. Harris Director July 3, 1997 *Nancy Ware Wainwright Director July 3, 1997 *Paul W. Ware Director July 3, 1997 *Ross A. Webber Director July 3, 1997 *W. Timothy Pohl, by signing his name hereto, does sign this document on behalf of the persons indicated pursuant to powers of attorney duly executed by such persons. By: W. Timothy Pohl, Esq. Attorney-in-fact -----END PRIVACY-ENHANCED MESSAGE-----