-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H2yq9PB6S71vs4jiKcELep5zCNOPqmKBwI0LEo5ZtyneuV934LV0MGslO2W1unB9 uVpEraA2TFR8+xO8iuMUHg== 0001404219-09-000014.txt : 20090330 0001404219-09-000014.hdr.sgml : 20090330 20090330214659 ACCESSION NUMBER: 0001404219-09-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090326 FILED AS OF DATE: 20090330 DATE AS OF CHANGE: 20090330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVINSON ARTHUR D CENTRAL INDEX KEY: 0001214128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09813 FILM NUMBER: 09715799 MAIL ADDRESS: STREET 1: C/O GENENTECH INC STREET 2: 1 DNA WAY MS 49 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080-4990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENENTECH INC CENTRAL INDEX KEY: 0000318771 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942347624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 DNA WAY CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-225-1000 MAIL ADDRESS: STREET 1: 1 DNA WAY STREET 2: . CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-03-26 1 0000318771 GENENTECH INC DNA 0001214128 LEVINSON ARTHUR D 1 DNA WAY SO SAN FRANCISCO CA 94080 1 1 0 0 CHAIRMAN & CEO Common Stock 2009-03-26 4 D 0 9566 95 D 0 D Non-Qualified Stock Option (right to buy) 12.13 2009-03-26 4 D 0 689304 0 D 1999-07-16 2009-07-16 Common Stock 689304 0 D Non-Qualified Stock Option (right to buy) 14.28 2009-03-26 4 D 0 900000 0 D 2002-09-12 2012-09-12 Common Stock 900000 0 D Non-Qualified Stock Option (right to buy) 20.9 2009-03-26 4 D 0 720000 0 D 2001-09-26 2011-09-26 Common Stock 720000 0 D Non-Qualified Stock Option (right to buy) 40.99 2009-03-26 4 D 0 720000 0 D 2000-09-20 2010-09-20 Common Stock 720000 0 D Non-Qualified Stock Option (right to buy) 42.05 2009-03-26 4 D 0 640000 0 D 2003-09-11 2013-09-11 Common Stock 640000 0 D Non-Qualified Stock Option (right to buy) 53.23 2009-03-26 4 D 0 900000 0 D 2004-09-23 2014-09-23 Common Stock 900000 0 D Non-Qualified Stock Option (right to buy) 79.17 2009-03-26 4 D 0 500000 0 D 2007-09-20 2016-09-20 Common Stock 500000 0 D Non-Qualified Stock Option (right to buy) 79.55 2009-03-26 4 D 0 400000 0 D 2008-09-20 2017-09-20 Common Stock 400000 0 D Non-Qualified Stock Option (right to buy) 85.83 2009-03-26 4 D 0 705000 0 D 2005-09-23 2015-09-23 Common Stock 705000 0 D Disposed of pursuant to the Agreement and Plan of Merger between the issuer, Roche Holdings Inc. and Roche Investments USA dated March 12, 2009. At the effective time of the merger, this option vested in full and was cancelled in exchange for a cash amount equal to the net value of the exercise price and the merger consideration. At the effective time of the merger, this option vested in full and was cancelled in exchange for a cash amount equal to the net value of the exercise price and the merger consideration. At the effective time of the merger, this option vested in full and was cancelled in exchange for a cash amount equal to the net value of the exercise price and the merger consideration. By: ADAM B. LAUTNER For: ARTHUR D. LEVINSON 2009-03-30 -----END PRIVACY-ENHANCED MESSAGE-----