-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PcMW4rrEL0II8burBfYb5MAQjH1WikJmBpaczw7Wpa15w273m0OUkatZLkTVDxeg 5yG06RJug//89P982XOLcg== 0001254316-04-000043.txt : 20040310 0001254316-04-000043.hdr.sgml : 20040310 20040310181117 ACCESSION NUMBER: 0001254316-04-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040308 FILED AS OF DATE: 20040310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITING JOHN M CENTRAL INDEX KEY: 0001214135 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09813 FILM NUMBER: 04661234 MAIL ADDRESS: STREET 1: C/O GENENTECH INC STREET 2: 1 DNA WAY MS 49 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080-4990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENENTECH INC CENTRAL INDEX KEY: 0000318771 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942347624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 DNA WAY CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-225-1000 MAIL ADDRESS: STREET 1: 1 DNA WAY STREET 2: . CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2004-03-08 0 0000318771 GENENTECH INC DNA 0001214135 WHITING JOHN M 1 DNA WAY SO SAN FRANCISCO CA 94080 0 1 0 0 VP, CONTROLLER & CAO Common Stock 2004-03-08 4 M 0 186 28.55 A 3430 D Common Stock 2004-03-08 4 S 0 186 112.53 D 3244 D Non-Qualified Stock Option (right to buy) 24.25 2004-03-08 4 M 0 936 0 D 1999-07-16 2009-07-16 Common Stock 936 0 D Non-Qualified Stock Option (right to buy) 28.55 2004-03-08 4 M 0 614 0 D 2002-09-12 2012-09-12 Common Stock 614 54386 D Non-Qualified Stock Option (right to buy) 28.55 2004-03-08 4 M 0 400 0 D 2002-09-12 2012-09-12 Common Stock 400 53986 D Non-Qualified Stock Option (right to buy) 28.55 2004-03-08 4 M 0 500 0 D 2002-09-12 2012-09-12 Common Stock 500 53486 D Non-Qualified Stock Option (right to buy) 28.55 2004-03-08 4 M 0 500 0 D 2002-09-12 2012-09-12 Common Stock 500 52986 D Non-Qualified Stock Option (right to buy) 28.55 2004-03-08 4 M 0 1600 0 D 2002-09-12 2012-09-12 Common Stock 1600 51386 D Non-Qualified Stock Option (right to buy) 28.55 2004-03-08 4 M 0 900 0 D 2002-09-12 2012-09-12 Common Stock 900 50486 D Non-Qualified Stock Option (right to buy) 28.55 2004-03-08 4 M 0 2800 0 D 2002-09-12 2012-09-12 Common Stock 2800 47686 D Non-Qualified Stock Option (right to buy) 28.55 2004-03-08 4 M 0 2500 0 D 2002-09-12 2012-09-12 Common Stock 2500 45186 D Non-Qualified Stock Option (right to buy) 28.55 2004-03-08 4 M 0 186 0 D 2002-09-12 2012-09-12 Common Stock 186 45000 D Non-Qualified Stock Option (right to buy) 41.8 2004-03-08 4 M 0 11000 0 D 2001-09-26 2011-09-26 Common Stock 11000 25000 D Non-Qualified Stock Option (right to buy) 41.8 2004-03-08 4 M 0 1400 0 D 2001-09-26 2011-09-26 Common Stock 1400 23600 D Non-Qualified Stock Option (right to buy) 41.8 2004-03-08 4 M 0 600 0 D 2001-09-26 2011-09-26 Common Stock 600 23000 D Non-Qualified Stock Option (right to buy) 41.8 2004-03-08 4 M 0 700 0 D 2001-09-26 2011-09-26 Common Stock 700 22300 D Non-Qualified Stock Option (right to buy) 41.8 2004-03-08 4 M 0 7700 0 D 2001-09-26 2011-09-26 Common Stock 7700 14600 D Non-Qualified Stock Option (right to buy) 41.8 2004-03-08 4 M 0 350 0 D 2001-09-26 2011-09-26 Common Stock 350 14250 D This stock option vests over three years in equal monthly increments beginning one month from grant date. This option may be immediately exercisable with the consent of Genentech. This stock option vests over four years, with the first 25% of the shares vesting one year from the grant date and 75% of the shares vesting in equal monthly increments over the following three years. This option may be immediately exercisable with the consent of Genentech. /s/ John Whiting 2004-03-09 -----END PRIVACY-ENHANCED MESSAGE-----