-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MXdbpDmWSkf6/NiJQt5bPv21+pwmj3UnbR3IUtAAOmTlbiO9cBt9bu56TEd8gjSf PYUgsYo/IAXir2NIkwLgaw== 0001209191-06-042249.txt : 20060725 0001209191-06-042249.hdr.sgml : 20060725 20060725134917 ACCESSION NUMBER: 0001209191-06-042249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060721 FILED AS OF DATE: 20060725 DATE AS OF CHANGE: 20060725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALTEON INC /DE CENTRAL INDEX KEY: 0000878903 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133304550 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6 CAMPUS DRIVE CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: 2019345000 MAIL ADDRESS: STREET 1: 6 CAMPUS DRIVE CITY: PARSIPPANY STATE: NJ ZIP: 07054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENENTECH INC CENTRAL INDEX KEY: 0000318771 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16043 FILM NUMBER: 06978567 BUSINESS ADDRESS: STREET 1: 1 DNA WAY CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-225-1000 MAIL ADDRESS: STREET 1: 1 DNA WAY STREET 2: . CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 bpa22257_bpa2ai.xml MAIN DOCUMENT DESCRIPTION X0202 4 2006-07-21 0000878903 ALTEON INC /DE ALT 0000318771 GENENTECH INC 1 DNA WAY SOUTH SAN FRANCISCO CA 94080 0 0 1 0 Common Stock 2006-07-21 4 J 1 13492349 A 14290663 D Genentech entered into an Agreement and Plan of Merger, dated April 19, 2006, with Alteon, Inc., Alteon Merger Sub, Inc., and HaptoGuard, Inc. under which we agreed to restructure our nonvoting Preferred Stock position in Alteon in exchange for milestone payments, royalties and a right of first negotiation on certain compounds. As part of the merger which closed on July 21, 2006, a certain portion of our Preferred Stock was converted into 13,492,349 shares of Alteon common stock, a certain portion of our Preferred Stock was transferred to HaptoGuard, Inc. and our remaining Preferred Stock was canceled. /s/ Stephen G. Juelsgaard, Executive Vice President, General Counsel, Secretary and Chief Compliance Officer 2006-07-25 -----END PRIVACY-ENHANCED MESSAGE-----