-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RfTs6fJ5dsXI0C4LJOsLf51QUNSbTRJvABmZfJmKemBiPkVYEDBseteh79cK9yv/ VdDEXP4zeL/ZScXO72Je0w== 0001181431-09-020425.txt : 20090420 0001181431-09-020425.hdr.sgml : 20090420 20090420180735 ACCESSION NUMBER: 0001181431-09-020425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090326 FILED AS OF DATE: 20090420 DATE AS OF CHANGE: 20090420 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yang Patrick Y CENTRAL INDEX KEY: 0001309988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09813 FILM NUMBER: 09760086 MAIL ADDRESS: STREET 1: C/O GENENTECH INC STREET 2: 1 DNA WAY,MS 49,ATTN:K.STRAND OR J.BERRY CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080-4990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENENTECH INC CENTRAL INDEX KEY: 0000318771 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942347624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 DNA WAY CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-225-1000 MAIL ADDRESS: STREET 1: 1 DNA WAY STREET 2: . CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 rrd240193.xml ROCHE BUYOUT - PY X0303 4 2009-03-26 1 0000318771 GENENTECH INC DNA 0001309988 Yang Patrick Y 1 DNA WAY SOUTH SAN FRANCISCO CA 94080 0 1 0 0 EVP, Product Operations Common Stock 2009-03-26 5 G 0 274 0 D 2040 D Common Stock 2009-03-26 5 G 0 294 0 D 1746 D Common Stock 2009-03-26 4 D 0 1746 95 D 0 D Common Stock 2009-03-26 4 D 0 1866 95 D 0 I by Spouse Non-Qualified Stock Option (Right to Buy) 43.36 2009-03-26 4 D 0 15000 0 D 2003-12-03 2013-12-03 Common Stock 15000 0 D Non-Qualified Stock Option (Right to Buy) 53.23 2009-03-26 4 D 0 60000 0 D 2004-09-23 2014-09-23 Common Stock 60000 0 D Non-Qualified Stock Option (Right to Buy) 79.17 2009-03-26 4 D 0 135000 0 D 2007-09-20 2016-09-20 Common Stock 135000 0 D Non-Qualified Stock Option (Right to Buy) 79.55 2009-03-26 4 D 0 125000 0 D 2008-09-20 2017-09-20 Common Stock 125000 0 D Non-Qualified Stock Option (Right to Buy) 85.83 2009-03-26 4 D 0 125000 0 D 2005-09-23 2015-09-23 Common Stock 125000 0 D Non-Qualified Stock Option (Right to Buy) 48.30 2009-03-26 4 D 0 1200 0 D 2004-01-23 2014-01-23 Common Stock 1200 0 I by Spouse Non-Qualified Stock Option (Right to Buy) 53.23 2009-03-26 4 D 0 850 0 D 2004-09-23 2014-09-23 Common Stock 850 0 I by Spouse Non-Qualified Stock Option (Right to Buy) 79.17 2009-03-26 4 D 0 1120 0 D 2007-09-20 2016-09-20 Common Stock 1120 0 I by Spouse Non-Qualified Stock Option (Right to Buy) 79.55 2009-03-26 4 D 0 1700 0 D 2008-09-20 2017-09-20 Common Stock 1700 0 I by Spouse Non-Qualified Stock Option (Right to Buy) 85.83 2009-03-26 4 D 0 1500 0 D 2005-09-23 2015-09-23 Common Stock 1500 0 I by Spouse Disposed of pursuant to the Agreement and Plan of Merger between the issuer, Roche Holdings Inc. and Roche Investments USA dated March 12, 2009 At the effective time of the merger, this option vested in full and was cancelled in exchange for a cash amount equal to the net value of the exercise price and the merger consideration. /s/ Adam B. Lautner, Power of Attorney 2009-04-20 -----END PRIVACY-ENHANCED MESSAGE-----