-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WkTZaoPWCjOyatvzFKJdHNeVQkAiUfyrnFZ5hJNSfwnM6JclQkIAgI3wW6gXlday hLbzw/I6J1XCsOd5MLOdgQ== 0000950123-95-003069.txt : 19951031 0000950123-95-003069.hdr.sgml : 19951031 ACCESSION NUMBER: 0000950123-95-003069 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19951030 SROS: NYSE SROS: PSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENENTECH INC CENTRAL INDEX KEY: 0000318771 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 942347624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09813 FILM NUMBER: 95585375 BUSINESS ADDRESS: STREET 1: 460 POINT SAN BRUNO BLVD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 4152251000 MAIL ADDRESS: STREET 1: 460 POINT SAN BRUNO BLVD STREET 2: . CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 8-A12B/A 1 AMENDMENT NO. 1 TO FORM 8-A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A/A Amendment No. 1 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 GENENTECH, INC. (Exact Name of Registrant as Specified in its Charter) DELAWARE 94-2347624 (State of (IRS Employer Incorporation) Identification No.) 460 POINT SAN BRUNO BLVD., SOUTH SAN FRANCISCO, CA 94080 (Address of principal executive offices) (Zip Code) If this Form relates to the registration of a class of debt securities and is effective upon filing pursuant to General Instruction A(c)(1) please check the following box. / / If this Form relates to the registration of a class of debt securities and is to become effective simultaneously with the effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2) please check the following box. / / Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered - ------------------------- ------------------------------- Callable Putable Common Stock, par value $.02 per share New York Stock Exchange Pacific Stock Exchange Securities to be registered pursuant to Section 12(g) of the Act: None (Title of Class) Page 1 of 3 2 Item 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The description of the Registrant's Callable Putable Common Stock, par value $.02 per share ("Special Common Stock") set forth under the caption "The Charter Amendment -- Description of the Special Common Stock" in the Proxy Statement/Prospectus forming a part of Amendment No. 2 to the Registration Statement on Form S-4 of the Registrant (Registration Statement No. 33-59949) filed on September 18, 1995, is hereby incorporated by reference. Item 2. EXHIBITS 1. Specimen stock certificate for the Callable Putable Common Stock, par value $.02 per share, of the Registrant. (Previously filed as an Exhibit to Registrant's Form 8-A filed on October 20, 1995) 2. Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 4.1 to Registration Statement on Form S-3 of the Registrant (Registration Statement No. 33-37361) filed on October 18, 1991). 3. Form of Article THIRD of the Registrant's Certificate of Incorporation, amending Article THIRD of the Registrant's Certificate of Incorporation included as Exhibit 2 to this Registration Statement (incorporated by reference to Exhibit C to Annex A to the Proxy Statement/Prospectus forming a part of (Pre-Effective) Amendment No. 2 to the Registration Statement on Form S-4 of the Registrant (Registration Statement No. 33-59949) filed on September 18, 1995). 4. By-Laws of the Registrant (incorporated by reference to Exhibit 3.4 to Annual Report on Form 10-K for the year ended December 31, 1990). 5. Form of Amended and Restated Governance Agreement, as amended, to be dated as of the effective date of the merger contemplated by the Agreement and Plan of Merger, dated as of May 23, 1995, as amended, among the Registrant, Roche Holdings, Inc. and HLR (U.S.) II, Inc. (incorporated by reference to Exhibit A to Annex A to the Proxy Statement/Prospectus forming a part of (Pre-Effective) Amendment No. 2 to the Registration Statement on Form S-4 of the Registrant (Registration Statement No. 33-59949) filed on September 18, 1995). Page 2 of 3 3 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. GENENTECH, INC. Date: October 30, 1995 By: /s/ John P. McLaughlin ------------------------------- John P. McLaughlin Senior Vice President Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----