-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UWY6Jgj4DpBQDpjakLEV2p/OXAbi8JhIFGYPjul9ms8M3/Bz54kgwxTWzs9wxZZr v06/I38vj6+l/ZgROZh+1A== 0000318703-04-000019.txt : 20041119 0000318703-04-000019.hdr.sgml : 20041119 20041119111848 ACCESSION NUMBER: 0000318703-04-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041119 DATE AS OF CHANGE: 20041119 EFFECTIVENESS DATE: 20041119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BMI CAPITAL CORP CENTRAL INDEX KEY: 0000318703 IRS NUMBER: 133033923 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01195 FILM NUMBER: 041156823 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127026603 MAIL ADDRESS: STREET 1: BMI CAPITAL CORP STREET 2: 570 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 sec09300413f.txt United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended, September 30, 2004 Check here if Amendment [1 ]; Amendment Number: This Amendment (Check only one): [x ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: BMI Capital Corporation Address: 570 Lexington Avenue New York, NY 10022 13F File Number: 28-1195 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Rozanne Collura Title: Vice President Phone: 212-702-6603 Signature, Place, and Date of Signing: Rozanne Collura November 19, 2004 Report Type (Check only one): [ X ] 13F HOLDINGS REPORTS [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 241 Form 13F Information Table Value Total: 232200 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Acacia Res - Combimatrix COM 003881208 55 16000 SH SOLE 3000 13000 Acclaim Energy Trust Unit COM 00433b201 206 17500 SH SOLE 17500 Accrue Software Inc COM 00437w102 46 44000 SH SOLE 44000 Actuate Corporation COM 00508b102 834 236150 SH SOLE 4200 231950 Advanced Communications Techno COM 007511108 0 200000 SH SOLE 200000 Aehr Test Systems COM 00760j108 75 27193 SH SOLE 27193 Affymetrix Inc COM 00826T108 970 31600 SH SOLE 31600 Aflac Inc COM 001055102 1002 25566 SH SOLE 25566 Agco Corp COM 001084102 305 13500 SH SOLE 13500 Alexander & Baldwin Inc COM 014482103 366 10775 SH SOLE 2000 8775 Alliance World Dollar Governme COM 01879r106 300 24700 SH SOLE 24700 Alliant Techsyst COM 018804104 265 4386 SH SOLE 4386 Allmerica Financial Corp COM 019754100 296 11000 SH SOLE 11000 Alloy Inc (frm Alloy Online In COM 019855105 1174 309825 SH SOLE 5300 304525 Allstate Corp COM 020002101 219 4564 SH SOLE 2780 1784 Amazon.Com Inc COM 023135106 217 5305 SH SOLE 5305 Ambac Financial Group Inc COM 023139108 584 7300 SH SOLE 7300 Amer National Ins Co COM 028591105 813 8400 SH SOLE 2500 5900 Ameren Corp COM 023608102 208 4500 SH SOLE 4500 American Bio Medica Corp COM 024600108 98 100000 SH SOLE 100000 American Express Company COM 025816109 595 11565 SH SOLE 11565 American Home Mortgage COM 008677106 530 18947 SH SOLE 1000 17947 American Int'l Group Inc COM 026874107 1919 28224 SH SOLE 28224 Amerivest Properties COM 03071l101 94 14000 SH SOLE 14000 Amgen Inc COM 031162100 238 4200 SH SOLE 4200 Ampal Amer Israel CL A COM 032015109 688 199350 SH SOLE 199350 Analysts International Corp COM 032681108 572 130700 SH SOLE 130700 Anglogold Ashanti Ltd (new) Sp COM 035128206 311 8000 SH SOLE 8000 Apex Silver Mines LTD COM G04074103 31232 1439270 SH SOLE 1439270 Apf Energy Trust Trust Unit COM 00185t202 224 24100 SH SOLE 24100 Archon Corp COM 03957p101 2297 328200 SH SOLE 328200 Ariba Inc COM 04033v203 567 60720 SH SOLE 1312 59408 Assoc 1st Cap Res Vlu Obl COM 046008207 0 1054110 SH SOLE 1054110 Asta Funding Inc COM 046220109 233 14400 SH SOLE 2000 12400 Audiovox Corp Cl A COM 050757103 333 19800 SH SOLE 19800 Avon Products Inc COM 054303102 470 10760 SH SOLE 10760 Bank Of New York Co Inc COM 064057102 452 15502 SH SOLE 4000 11502 Bear Stearns Companies Inc COM 073902108 1772 18426 SH SOLE 15738 2688 Benihana Inc COM 082047101 414 30880 SH SOLE 30880 Bisys Group Inc COM 055472104 199 13650 SH SOLE 13650 Bottomline Technologies (de) I COM 101388106 146 15500 SH SOLE 15500 Bp P L C Sponsored Adr (frm Bp COM 055622104 283 4917 SH SOLE 4917 Bristol Myers Squibb Co COM 110122108 459 19403 SH SOLE 3400 16003 Bruker Biosciences Corporation COM 116794108 450 130149 SH SOLE 3100 127049 Brunswick Corp COM 117043109 328 7160 SH SOLE 7160 Bush Industries Inc-Cl A COM 123164105 3 39100 SH SOLE 39100 Cadmus Communications Corp COM 127587103 404 27462 SH SOLE 2300 25162 Canadian Nat Resources COM 136385101 263 6600 SH SOLE 2000 4600 Candela Corp COM 136907102 346 30000 SH SOLE 30000 Carnival Corp Common Paired St COM 143658300 1326 28045 SH SOLE 6395 21650 Cas Medical COM 124769209 554 410150 SH SOLE 410150 Cattlesale Company COM 149479107 7 289280 SH SOLE 289280 Cendant Corp COM 151313103 358 16572 SH SOLE 16572 Central European Dist COM 153435102 478 21375 SH SOLE 21375 Central Fund Of Canada Ltd Cl- COM 153501101 92 16000 SH SOLE 16000 Chartermac COM 160908109 506 23000 SH SOLE 4000 19000 Chesapeake Energy Corp COM 165167107 1389 87765 SH SOLE 2000 85765 Chevrontexaco Corp COM 166764100 514 9588 SH SOLE 9588 Chicago Bridge & Iron Co Nv COM 167250109 487 16250 SH SOLE 2000 14250 Childrens Pl Retail Stores COM 168905107 11123 465220 SH SOLE 465220 Cisco Systems COM 17275R102 231 12751 SH SOLE 12751 Citadel Sec Software COM 17288Q109 40 16000 SH SOLE 16000 Citigroup Inc COM 172967101 6792 153936 SH SOLE 12000 141936 Colgate Palmolive Co COM 194162103 450 9950 SH SOLE 200 9750 Conocophillips COM 20825c104 541 6530 SH SOLE 525 6005 Costco Wholesale Corp COM 22160k105 685 16490 SH SOLE 750 15740 Criimi Mae Inc COM 226603108 1149 78300 SH SOLE 78300 Crompton Corp COM 227116100 101 10682 SH SOLE 10682 Cross Timbers Royalty Trust Tr COM 22757r109 226 6800 SH SOLE 6800 Dave And Busters Inc. COM 23833N104 256 13500 SH SOLE 13500 Delphi Financial Group COM 247131105 2237 55689 SH SOLE 1560 54129 Directv Group Inc COM 25459l106 549 31198 SH SOLE 1977 29221 Discovery Laboratories COM 254668106 67 10000 SH SOLE 2000 8000 Doral Financial Corp COM 25811P100 18778 452817 SH SOLE 21900 430917 Dot Hill Sys Corp COM 25848t109 319 39775 SH SOLE 39775 ECI Telecom Ltd COM 268258100 89 12700 SH SOLE 12700 Elot Inc New COM 29014q105 0 10572 SH SOLE 10572 Eloyalty Corp COM 290151109 113 18829 SH SOLE 18829 Encana Corp COM 292505104 246 5317 SH SOLE 1500 3817 Encore Capital Group Inc COM 292554102 369 19550 SH SOLE 5000 14550 Evergreen Resources Inc COM 299900308 1802 45000 SH SOLE 45000 Exxon Mobil Corp COM 30231g102 1720 35591 SH SOLE 35591 Fidelity National Financial In COM 316326107 4002 105048 SH SOLE 2300 102748 First Consulting Group Inc. COM 31986r103 746 157289 SH SOLE 157289 First Data Corp COM 319963104 1285 29530 SH SOLE 29530 First Energy Corp. COM 337932107 460 11199 SH SOLE 2653 8546 Fiserv Inc COM 337738108 296 8500 SH SOLE 8500 Five Star Quality Care COM 33832D106 119 16660 SH SOLE 16660 Forest Labs COM 345838106 270 6000 SH SOLE 6000 Fpl Group Inc COM 302571104 297 4340 SH SOLE 4340 Fremont General Corp COM 357288109 569 24590 SH SOLE 24590 Friedman Billings Ramsey COM 358434108 982 51400 SH SOLE 6000 45400 G Willi Food Int'l Ltd COM m52523103 2334 464852 SH SOLE 464852 Gartner Inc Cl A COM 366651107 327 27950 SH SOLE 27950 Gasco Energy Inc COM 367220100 34 10000 SH SOLE 10000 General Dynamics Corp COM 369550108 204 2000 SH SOLE 2000 General Electric Co COM 369604103 352 10495 SH SOLE 10495 Gold Fields Ltd New Sponsored COM 38059t106 371 27180 SH SOLE 27180 Golden West Financial Corp-del COM 381317106 999 9000 SH SOLE 9000 Greenpoint Financial Corp COM 395384100 486 10500 SH SOLE 10500 Grupo Televisa Sa De Cv-Ord Pa COM p4987v137 263 100000 SH SOLE 100000 H & R Block Inc COM 093671105 336 6800 SH SOLE 200 6600 HCA Inc COM 404119109 357 9350 SH SOLE 1600 7750 HMS Holdings Corp COM 40425j101 821 126272 SH SOLE 126272 Hardinge Inc COM 412324303 119 11450 SH SOLE 11450 Harte-Hanks Inc COM 416196103 388 15500 SH SOLE 450 15050 Hartford Financial Services Gr COM 416515104 421 6800 SH SOLE 6800 Hawaiian Electric Industries I COM 419870100 845 31850 SH SOLE 4900 26950 Headwaters Inc COM 42210P102 1359 44050 SH SOLE 200 43850 Healthsouth Corp COM 421924101 58 11300 SH SOLE 11300 Hologic Inc COM 436440101 746 38700 SH SOLE 38700 Hospira Inc COM 441060100 971 31741 SH SOLE 2850 28891 Hugoton Royalty Trust Texas Un COM 444717102 379 13500 SH SOLE 4000 9500 Humana Inc COM 444859102 442 22100 SH SOLE 22100 Hypercom Corp COM 44913m105 902 122250 SH SOLE 2500 119750 ITT Corp COM 450912100 292 3650 SH SOLE 3650 Iac/Interactivecorp COM 44919p102 379 17200 SH SOLE 2500 14700 Int'l Business Machines COM 459200101 922 10756 SH SOLE 100 10656 Int'l Rectifier Corp. COM 460254105 2707 78925 SH SOLE 4750 74175 Intel Corp COM 458140100 264 13176 SH SOLE 13176 Intevac Inc. COM 461148108 1032 164350 SH SOLE 3000 161350 Intuitive Surgical COM 46120e107 1425 57556 SH SOLE 57556 J.P. Morgan Chase & Co COM 46625h100 418 10533 SH SOLE 1850 8683 JDS Uniphase Corp COM 46612j101 140 41650 SH SOLE 41650 Jameson Inns Inc COM 470457102 132 74100 SH SOLE 74100 John Wiley & Sons Inc-Cl A COM 968223206 466 14600 SH SOLE 800 13800 Johnson & Johnson COM 478160104 896 15907 SH SOLE 1000 14907 Jones Apparel Group Inc COM 480074103 215 6003 SH SOLE 6003 Joseph A Bank Clothiers Inc COM 480838101 259 9374 SH SOLE 9374 Jupiter Media Metrix Inc COM 48206u104 0 73000 SH SOLE 73000 Kb Home COM 48666k109 422 5000 SH SOLE 5000 Kellwood Co COM 488044108 1256 34450 SH SOLE 2750 31700 Keyspan Corp COM 49337W100 216 5500 SH SOLE 3000 2500 LaQuinta Prop Paired Ctf COM 50419u202 415 53250 SH SOLE 53250 Lehman Brothers Holdings Inc COM 524908100 367 4600 SH SOLE 4600 Lexington Corporate Properties COM 529043101 503 23191 SH SOLE 23191 Lockheed Martin Corp COM 539830109 332 5950 SH SOLE 1200 4750 Lumina Copper Corp COM 55025R105 121 29500 SH SOLE 29500 MBNA Corp COM 55262l100 449 17812 SH SOLE 14812 3000 MSC Software Corp COM 553531104 277 34453 SH SOLE 34453 McKesson HBOC Inc. COM 58155q103 267 10400 SH SOLE 3000 7400 Media 100 Inc COM 58440W105 0 36500 SH SOLE 1400 35100 Meltronix Inc COM 585730104 0 12000 SH SOLE 12000 Merck & Co Inc COM 589331107 355 10745 SH SOLE 350 10395 Metris Companies Inc COM 591598107 546 55823 SH SOLE 55823 Mfs Intermediate Income Trust COM 55273c107 161 24502 SH SOLE 24502 Microsoft Corp COM 594918104 482 17438 SH SOLE 3000 14438 Milacron Inc COM 598709103 545 174600 SH SOLE 174600 Minority Business Ent COM 604349100 0 200000 SH SOLE 200000 Mobius Management Sys Inc COM 606925105 211 23300 SH SOLE 23300 Muniholdings New York Insured COM 625931100 578 40900 SH SOLE 40900 Munimae Midland Llc (municipal COM 62624b101 303 12000 SH SOLE 12000 Muniyield New York Insured Fun COM 626301105 653 49813 SH SOLE 49813 NDC Health Corp COM 639480102 419 26095 SH SOLE 26095 Network Equipment Technologies COM 641208103 212 32000 SH SOLE 32000 New America High Income Fund I COM 641876107 56 26548 SH SOLE 26548 New Horizons Worldwide COM 645526104 391 91235 SH SOLE 4900 86335 New York Times Co-Cl A COM 650111107 1657 42390 SH SOLE 3900 38490 Newmont Mining Corp Holding Co COM 651639106 34306 753485 SH SOLE 753485 Niko Resources Ltd COM 653905109 1369 43450 SH SOLE 1000 42450 Nisource Inc Com COM 65473p105 212 10100 SH SOLE 3500 6600 Novagold Resources Inc New COM 66987e206 249 39200 SH SOLE 39200 Novo Nordisk Adr COM 670100205 509 9300 SH SOLE 9300 Nuveen N Y Select Qual COM 670976109 248 16500 SH SOLE 16500 Nuveen NY Quality Mun COM 670986108 270 18300 SH SOLE 18300 Omega Healthcare Investors Inc COM 681936100 1522 141417 SH SOLE 141417 Omi Corp New COM y6476w104 657 41000 SH SOLE 41000 Pacificare Health Systems COM 695112102 488 13300 SH SOLE 13300 Patent Litigation Tr COM 703044107 2 328797 SH SOLE 328797 Paxar Corporation COM 704227107 469 20694 SH SOLE 20694 Penguin Group Inc COM 707075305 0 179166 SH SOLE 179166 Pervasive Software Inc COM 715710109 260 43350 SH SOLE 43350 Petrofund Energy Trust Tr Uts COM 71648w108 168 13340 SH SOLE 13340 Peyto Energy Trust Unit COM 717045108 463 15300 SH SOLE 15300 Pfizer Inc COM 717081103 687 22458 SH SOLE 1400 21058 Pier 1 Imports Inc COM 720279108 264 14600 SH SOLE 3100 11500 Plains Exploration And Prod Co COM 726505100 622 26050 SH SOLE 500 25550 Plato Learning Inc COM 72764y100 412 46600 SH SOLE 46600 Polo Ralph Lauren Corp-Cl A COM 731572103 200 5500 SH SOLE 5500 Priceline.Com COM 741503403 392 17700 SH SOLE 17700 Prime Medical Svs Inc COM 74156DL08 249 34500 SH SOLE 34500 Procter & Gamble Co COM 742718109 223 4116 SH SOLE 4116 Progress Energy Inc COM 743263105 205 4851 SH SOLE 4851 Prosoft I Net Solutions Inc COM 743477101 153 413200 SH SOLE 22000 391200 Putnam Premier Income Trust COM 746853100 92 14000 SH SOLE 14000 QRS Inc COM 74726X105 1765 255029 SH SOLE 6300 248729 Quinton Cardiology Systems Inc COM 748773108 634 75900 SH SOLE 75900 Radioshack Corp COM 750438103 725 25300 SH SOLE 25300 Rangold & Exp ADR COM 753009307 32 15000 SH SOLE 15000 Raytheon Corp New COM 755111507 1085 28580 SH SOLE 3404 25176 Rite Aid Corporation COM 767754104 100 28500 SH SOLE 28500 Royal Dutch Petroleum Co COM 780257804 507 9819 SH SOLE 200 9619 S1 Corp COM 78463b101 239 30000 SH SOLE 30000 San Juan Basin Royalty Tr-ubi COM 798241105 1236 40500 SH SOLE 8000 32500 Sanmina Corporation COM 800907107 162 23000 SH SOLE 23000 Santander Bancorp COM 802809103 712 28490 SH SOLE 2200 26290 Satyam Computer Svcs Ltd Adr COM 804098101 647 28000 SH SOLE 28000 Sea Containers Ltd-Cl A COM 811371707 433 28400 SH SOLE 28400 Somanetics Corp COM 834445405 6213 472440 SH SOLE 472440 Sonasight Inc. COM 83568G104 346 13266 SH SOLE 13266 Sony Corp-Adr New COM 835699307 224 6505 SH SOLE 6505 Specialty Laboratories Inc COM 84749r100 627 59725 SH SOLE 59725 St Joe Co COM 790148100 911 19075 SH SOLE 2000 17075 St Paul Travelers Co Inc COM 792860108 336 10171 SH SOLE 685 9486 Starbucks Corp COM 855244109 401 8820 SH SOLE 8820 Stelmar Shipping Ltd COM v8726m103 397 10500 SH SOLE 10500 Sunoco Inc COM 86764p109 229 3100 SH SOLE 3100 Sunrise Senior Living Inc COM 86768k106 421 12000 SH SOLE 12000 Synopsys Inc COM 871607107 1209 76400 SH SOLE 925 75475 Taro Pharmaceutical COM m8737e108 281 12000 SH SOLE 12000 Telvue Corp COM 87970K108 1 36000 SH SOLE 36000 Tenfold Corp COM 88033a103 62 46200 SH SOLE 2500 43700 Teppco Partners Lp Units Ltd P COM 872384102 745 17900 SH SOLE 8000 9900 Tesoro Petroleum COM 881609101 586 19847 SH SOLE 19847 The Rowe Companies COM 779528108 101 19800 SH SOLE 2300 17500 Thermo Electron Corp COM 883556102 274 10125 SH SOLE 10125 Thoratec Lab Corp COM 885175307 1028 106836 SH SOLE 367 106469 Transact Tech Inc COM 892918103 407 15750 SH SOLE 15750 Tripos Inc COM 896928108 953 223800 SH SOLE 3700 220100 Trizetto Group Inc COM 896882107 322 55300 SH SOLE 1500 53800 Ultra Petroleum Corp COM 903914109 2099 42800 SH SOLE 1000 41800 United Parcel Svc Inc COM 911312106 1475 19427 SH SOLE 1850 17577 United Technologies Corp COM 913017109 246 2631 SH SOLE 2631 Universal American Financial C COM 913377107 194 15000 SH SOLE 15000 Univision Comm Inc COM 914906102 275 8700 SH SOLE 700 8000 Van Kampen Am Cap Tr Inv Grade COM 920931102 156 10000 SH SOLE 5000 5000 Ventas Inc COM 92276f100 266 10247 SH SOLE 10247 Verisity Ltd COM m97385112 93 13400 SH SOLE 13400 Vitalworks Inc COM 928483106 673 180500 SH SOLE 180500 W Holding Co Inc COM 929251106 608 31975 SH SOLE 2500 29475 Wal-Mart Stores Inc COM 931142103 723 13590 SH SOLE 13590 Watchguard Technologies Inc COM 941105108 66 14000 SH SOLE 14000 Webster Financial Corp COM 947890109 617 12500 SH SOLE 12500 Whole Foods Market Inc COM 966837106 2644 30815 SH SOLE 1850 28965 Durban Roodeport Deep LTD 266597301 36 17800 SH SOLE 17800 Archon Corp Pfd Conv Exch 03957p200 856 389300 SH SOLE 389300 Penn Va Resource Partners L P LTD 707884102 240 6000 SH SOLE 6000 Alliancebernstein Bond Fund U MF 018528604 101 14165.113SH SOLE 14165.113 Davis Series Inc Government Bo MF 239103807 67 11948.184SH SOLE 11948.184 Penn Treaty American Corp Conv CONV 707874ad5 453 440000 PRN SOLE 440000 Penn Treaty American Corp Sub CONV 707874ae3 541 526000 PRN SOLE 526000
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