13F-HR 1 sec03310113f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BMI Capital Corporation. Address: 570 Lexington Ave. New York, NY 10022 13F File Number: 28-1195 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Rozanne Collura Title: Vice President Phone: 212-702-6603 Signature, Place, and Date of Signing: Rozanne Collura New York, NY April 26, 2001 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 215 Form 13F Information Table Value Total: 126528 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Infosis 0 10000 SH SOLE 10000 AFLAC Inc COM 001055102 821 29818 SH SOLE 29818 AG Services of Amer Inc COM 001250109 247 17000 SH SOLE 17000 AGCO Corp COM 001084102 202 21000 SH SOLE 21000 AOL Time Warner COM 00184a105 339 8450 SH SOLE 8450 Advanced Communications Techno COM 007511108 102 200700 SH SOLE 200700 Alliance Wd Dlr Govt Fd COM 018796102 193 17200 SH SOLE 17200 Alliance World Dollar Govt Fun COM 01879R106 284 31000 SH SOLE 31000 Alloy Online COM 019855105 885 101150 SH SOLE 101150 Ambac Inc COM 023139108 476 7500 SH SOLE 7500 Amer Express Company COM 025816109 545 13200 SH SOLE 13200 Amer International Group COM 026874107 2689 33408 SH SOLE 33408 Amer National Ins Co COM 028591105 420 6100 SH SOLE 6100 American Jewelry Corp COM 027073105 0 26500 SH SOLE 26500 American LD Lease Inc COM 027118108 238 18649 SH SOLE 18649 American Mgmt Systems COM 027352103 197 10750 SH SOLE 10750 Amgen Inc COM 031162100 247 4100 SH SOLE 4100 Ampal American Israel Corp CL COM 032015109 115 22500 SH SOLE 22500 Annaly Mortgage Management Inc COM 035710409 225 20000 SH SOLE 20000 Apex Silver Mines LTD COM G04074103 6971 888007 SH SOLE 888007 Applied Materials Inc COM 038222105 365 8390 SH SOLE 8390 Artesyn Technologies COM 043127109 197 18200 SH SOLE 18200 Assoc 1st Cap Res Vlu Obl COM 046008207 29 1112500 SH SOLE 1112500 Astro Med Inc COM 04638F108 91 23450 SH SOLE 18000 5450 Avant Corp. COM 053487104 247 14300 SH SOLE 10000 4300 Avon Products Inc COM 054303102 256 6400 SH SOLE 6400 BJ's Wholesale Club Inc COM 249 5200 SH SOLE 5200 Bank of New York Inc COM 064057102 847 17200 SH SOLE 17200 Blackrock North Am Gov't Inc F COM 092475102 114 11500 SH SOLE 11500 Bradlees Inc COM 104499207 0 10000 SH SOLE 10000 British Petrol COM 110889409 201 4045 SH SOLE 4045 CCC Inf Systems Grp COM 12487Q109 140 16141 SH SOLE 5700 10441 CVS Corp. COM 126650100 757 12934 SH SOLE 12934 Carnival Corp COM 143658102 733 26500 SH SOLE 26500 Cendant Corp COM 151313103 321 21974 SH SOLE 21974 Charter Mun Mortgage COM 160908109 183 12000 SH SOLE 12000 Chesapeake Energy Corp COM 165167107 637 72000 SH SOLE 29500 44500 Childrens Pl Retail Stores COM 168905107 7774 323920 SH SOLE 323920 Citigroup Inc COM 172967101 7710 171411 SH SOLE 399 171411 Coca Cola Co COM 191216100 221 4900 SH SOLE 4900 Conductus COM 206784100 377 94200 SH SOLE 94200 Conseco Inc COM 208464107 162 10032 SH SOLE 10032 Corvis Corp. COM 221009103 77 10900 SH SOLE 300 10900 Costco Wholesale Corp COM 22160K105 467 11890 SH SOLE 11890 Crompton Corp COM 227116100 125 11177 SH SOLE 11177 DTVN Holdings Inc COM 233337104 14 20000 SH SOLE 20000 Davox Corp COM 239208101 176 15500 SH SOLE 15500 Delphi Financial Group Inc COM 247131105 1306 44105 SH SOLE 44105 Doral Financial Corp COM 25811P100 10452 348400 SH SOLE 56000 294400 Doreal Energy Corp COM 257903104 3 10000 SH SOLE 10000 Dynacore Holdings Corp New COM 26779t308 0 246992 SH SOLE 246992 ECI Telecom Ltd COM 268258100 142 18680 SH SOLE 18680 ESC Medical Systems LTD COM m40868107 5525 229600 SH SOLE 229600 ETZ Lavud LTD Cl- A COM M41134053 58 20000 SH SOLE 20000 Eclipsys Corporation COM 278856109 2262 115977 SH SOLE 40000 75977 Electronics for Imaging COM 286082102 550 22350 SH SOLE 22350 Eloyalty Corp COM 290151109 44 18037 SH SOLE 18037 Evergreen Resources Inc COM 299900308 1418 37500 SH SOLE 500 37500 Exxon Mobil Corp COM 30231G102 623 7692 SH SOLE 7692 Faro Technologies Inc COM 311642102 268 107400 SH SOLE 107400 Felcor Lodging Tr Inc $1.95 Pf COM 31430f200 719 36500 SH SOLE 36500 Fidelity National Fin Inc COM 316326107 546 20413 SH SOLE 20413 File Net Corp COM 316869106 235 15000 SH SOLE 15000 First Data Corp COM 319963104 1046 17518 SH SOLE 17518 Ford Motor Company COM 345370100 525 18683 SH SOLE 18683 Fremont General Corp COM 357288109 128 33004 SH SOLE 33004 G Willi Food International Ltd COM m52523103 1146 426250 SH SOLE 426250 GPU Inc. COM 36225X100 263 8100 SH SOLE 8100 Galileo International Inc. COM 363547100 219 10000 SH SOLE 10000 General Electric COM 369604103 705 16846 SH SOLE 16846 General Motors COM 370442105 352 6793 SH SOLE 6793 Glaxo Smithkline PLC COM 238 4555 SH SOLE 4555 Global Payments Inc COM 37940X102 720 38920 SH SOLE 13200 25720 Gold Fields LTD New COM 38059T106 105 27180 SH SOLE 27180 Golden West Financial COM 381317106 779 12000 SH SOLE 12000 Grupo Televisa SA GDS COM P4987V137 165 100000 SH SOLE 100000 HRPT Properties SBMI COM 40426W101 141 17000 SH SOLE 17000 Hancock Fabrics Inc COM 409900107 681 90200 SH SOLE 90200 Harte-Hanks Comm COM 416196103 502 22200 SH SOLE 22200 Hartford Fin'l Ser Grp COM 416515104 543 9200 SH SOLE 9200 Health Management Systems COM 42219M100 187 157100 SH SOLE 50000 107100 Healthsouth Corp COM 421924101 241 18700 SH SOLE 18700 Hologic Incorporated COM 436440101 40 10000 SH SOLE 10000 Honeywell COM 438506107 305 7466 SH SOLE 7466 Houghton Mifflin COM 441560109 674 14650 SH SOLE 14650 ICN Pharmaceuticals INC New COM 448924100 381 15000 SH SOLE 15000 IDEXX Laboratories COM 45168D104 270 12300 SH SOLE 12300 Imanage Inc. COM 45245Y105 43 21600 SH SOLE 21600 Informix Corp COM 456779107 181 34500 SH SOLE 20000 14500 Innoveda Inc COM 45769f102 562 162000 SH SOLE 162000 Int'l Business Machines COM 459200101 1447 15040 SH SOLE 15040 Int'l Flavors & Frag Inc COM 459506101 251 11400 SH SOLE 11400 Int'l Rectifier Corp. COM 460254105 2519 62200 SH SOLE 62200 Intel Corp COM 458140100 484 18394 SH SOLE 18394 Interpool Inc COM 46062R108 297 20425 SH SOLE 20425 Intevac Inc. COM 461148108 157 26700 SH SOLE 26700 Invesco Global Hlth Sciences COM 46128N109 973 74381 SH SOLE 74381 Itron Inc. COM 465741106 579 48800 SH SOLE 48800 J P Morgan Chase & Co COM 616880100 672 14956 SH SOLE 14956 JDS Uniphase Corp COM 46612j101 524 28410 SH SOLE 28410 Jameson Inns Inc COM 470457102 161 23000 SH SOLE 20000 3000 Johnson & Johnson COM 478160104 580 6632 SH SOLE 6632 Jones Apparel Group Inc COM 480074103 314 8304 SH SOLE 8304 Kellstrom Industries COM 488035106 36 13100 SH SOLE 1000 13100 Kellwood Co COM 488044108 1006 48476 SH SOLE 48476 Klondikke Phillips ADR COM 500472204 362 13551 SH SOLE 13551 Kroger Company COM 501044101 284 11000 SH SOLE 11000 LSI Logic Corp COM 502161102 263 16714 SH SOLE 16714 Lam Research Corporation COM 512807108 220 9250 SH SOLE 9250 Lehman Brothers Hold COM 524908100 312 4974 SH SOLE 4974 Limited Inc COM 532716107 200 12748 SH SOLE 12748 Lucent Technologies Inc COM 549463107 135 13494 SH SOLE 13494 MFS Government Markets Income COM 552939100 66 10000 SH SOLE 10000 MFS Intermediate Inc Tr COM 55273C107 226 33000 SH SOLE 33000 MSC Software Corp COM 553531104 408 39800 SH SOLE 23900 15900 Magellan Health Service COM 559079108 93 10026 SH SOLE 10026 MapInfo Corp. COM 565105103 215 12100 SH SOLE 12100 Marsh & McLennan Cos COM 571748102 611 6430 SH SOLE 6430 Mattel Inc COM 577081102 240 13504 SH SOLE 13504 Maxwell Shoe COM 577766108 1237 79500 SH SOLE 20000 59500 McDonalds Corp COM 580135101 366 13800 SH SOLE 13800 Meadowbrook Ins Group COM 58319P108 39 11400 SH SOLE 10400 1000 Media 100 Inc. COM 58440W105 175 93452 SH SOLE 20000 73452 Meditrust Corp-Pair Cert. New COM 58501T306 66 16250 SH SOLE 16250 Meltronix Inc COM 585730104 3 12000 SH SOLE 12000 Merck & Co Inc COM 589331107 481 6340 SH SOLE 6340 Merge Technologies COM 589981109 9 12000 SH SOLE 12000 Metris Companies Inc COM 591598107 354 17016 SH SOLE 17016 Microsoft Corp COM 594918104 227 4150 SH SOLE 4150 Minority Business Ent COM 604349100 0 200000 SH SOLE 200000 Motorola Inc COM 620076109 258 18088 SH SOLE 18088 Muniyield NY Insured Fund Inc COM 626301105 226 16813 SH SOLE 16813 NBTY Inc COM 204 24000 SH SOLE 24000 National Data Corp COM 635621105 978 41900 SH SOLE 11500 30400 National RV Holdings COM 637277104 250 29400 SH SOLE 15000 14400 Neoforma.com COM 640475109 173 145800 SH SOLE 145800 Neoprobe Corp COM 640518106 7 15000 SH SOLE 15000 Network Associates Inc COM 640938106 184 22250 SH SOLE 22250 New America High Income Fund I COM 641876107 310 102852 SH SOLE 102852 New Horizons Worldwide COM 645526104 413 28000 SH SOLE 28000 Newmont Mining COM 651639106 3113 193125 SH SOLE 193125 Novellus Systems Inc COM 670008101 227 5600 SH SOLE 5600 Novo Nordisk COM 670100205 318 3200 SH SOLE 3200 Oak Technology Inc COM 671802106 632 107022 SH SOLE 10000 97022 Omega Healthcare Inv COM 681936100 23 10900 SH SOLE 10900 Paradigm Medical Ind Inc COM 22 10000 SH SOLE 10000 Patent Litigation TR Beneficia COM 703044107 0 342025 SH SOLE 342025 Paxar Corporation COM 704227107 646 51704 SH SOLE 51704 Penguin Group Inc COM 707075305 0 179166 SH SOLE 179166 Pfizer Inc COM 717081103 607 14825 SH SOLE 14825 Power Integration Inc COM 739276103 350 20300 SH SOLE 20300 Presidential Life COM 740884101 272 16500 SH SOLE 16500 Programmers Paradise Inc. COM 743205106 160 40000 SH SOLE 17000 23000 Prosoft I Net Solutions Inc COM 743477101 263 33400 SH SOLE 33400 Prospect Street High Income COM 743586406 55 12046 SH SOLE 12046 Putnam Master Income Trust COM 74683K104 75 11200 SH SOLE 11200 Putnam Premier Income Tr COM 746853100 301 45500 SH SOLE 45500 QRS Inc COM 74726X105 655 77050 SH SOLE 13500 63550 Rehabcare Corp COM 759148109 350 8500 SH SOLE 8500 Reliance Group COM 759464100 0 12300 SH SOLE 12300 Royal Dutch Petroleum Co COM 780257804 562 10144 SH SOLE 10144 S&P Depositary Receipts COM 78462F103 4761 40800 SH SOLE 40800 SBC Communications Inc COM 78387G103 256 5743 SH SOLE 5743 SS & C Technologies COM 85227Q100 427 84900 SH SOLE 5000 79900 Salton Inc COM 795757103 255 16800 SH SOLE 13700 3100 Samuels Jewelers COM 796060101 218 348545 SH SOLE 348545 San Juan Basin Rty Tr COM 798241105 484 31500 SH SOLE 10000 21500 Santa Fe Gaming Corp COM 801904103 1286 293900 SH SOLE 293900 Sawtek Inc COM 805468105 180 10100 SH SOLE 10100 ServiceMaster Co (The) COM 81760N109 300 26716 SH SOLE 26716 Simula Inc COM 829206101 22 13200 SH SOLE 13200 Somanetics Corp COM 834445405 132 55500 SH SOLE 2000 55500 St. Joe Company COM 790148100 271 11900 SH SOLE 11900 Symbol Technologies Inc COM 871508107 227 6500 SH SOLE 6500 Synopsys Inc COM 871607107 1303 27750 SH SOLE 5700 22050 TMP Worldwide Inc COM 872941109 233 6200 SH SOLE 6200 Taro Pharmaceutical COM m8737e108 307 7000 SH SOLE 7000 Technology Solutions Co COM 87872T108 73 33037 SH SOLE 33037 Teppco Partners LP COM 872384102 207 7900 SH SOLE 7900 Thermo Electron Corp COM 883556102 228 10125 SH SOLE 10125 Thoratec Laboratories Corp COM 885175307 522 61366 SH SOLE 8350 53016 Toreador Resources COM 891050106 84 14000 SH SOLE 14000 United Technologies Corp COM 913017109 337 4600 SH SOLE 4600 Verizon Communications COM 92343v104 230 4674 SH SOLE 366 4674 Wal Mart Stores Inc COM 931142103 631 12500 SH SOLE 12500 Waste Management Inc COM 94106L109 290 11750 SH SOLE 11750 Webster Financial Corp COM 947890109 995 33931 SH SOLE 26542 7389 Wells Fargo COM 949746101 523 10566 SH SOLE 10566 Wiley (John) & Sons COM 968223206 1847 97700 SH SOLE 16000 81700 Williams Company COM 969457100 228 5328 SH SOLE 5328 csusaglfl COM 2 41926 SH SOLE 41926 csusaglfp COM 347 84114 SH SOLE 84114 csusaglfw COM 1 41926 SH SOLE 41926 csusaglfz COM 1 41926 SH SOLE 41926 csusggns COM 45 11000 SH SOLE 11000 Adamas Opportunities, L.P. 513 513195 SH SOLE 513195 Adamas Partners 1539 1539078 SH SOLE 1539078 Bayberry West Ptnrs. 250 1 SH SOLE 1 Catalyst Associates 1506 5 SH SOLE 5 Santa Fe Gaming Corp-Exch Red 801904202 394 225100 SH SOLE 225100 Aim Developing Mkts Cl C MF 00141t544 90 12188.000SH SOLE 12188.000 Aim Euroland Growth Cl C MF 0014m6970 316 27300.000SH SOLE 27300.000 Aim European Small Company Fd MF 008879579 84 11300.000SH SOLE 11300.000 Aim Intermediate Govt Fd Cl C MF 00142c821 390 43075.578SH SOLE 43075.578 Aim International Emerging Gr MF 008879546 83 12552.066SH SOLE 12552.066 Evergreen Eq Index Cl C MF 299909655 248 5711.858 SH SOLE 5711.858 Evergreen Equity Index Fd MF 770 17714.427SH SOLE 17714.427 Sector Spdr Trust Consumer Sta MF 81369Y308 410 16600.000SH SOLE 16600.000 Sector Spdr Trust Energy MF 81369y506 227 7385.000 SH SOLE 7385.000 Sector Spdr Trust Financial MF 81369y605 253 9535.000 SH SOLE 9535.000 Sector Spdr Trust Industrial MF 81369y704 216 8135.000 SH SOLE 8135.000 Evans & Sutherland CONV 299096AA5 6 15000 PRN SOLE 15000 Kellstrom Inds Inc Conv Sub NT CONV 488035AE6 44 130000 PRN SOLE 130000 National Data Corp CONV 635621AA3 686 746000 PRN SOLE 746000 Solectron Corp Liq Yld Opt Not CONV 834182AL1 42 100000 PRN SOLE 100000