0001493152-22-003569.txt : 20220209 0001493152-22-003569.hdr.sgml : 20220209 20220209115926 ACCESSION NUMBER: 0001493152-22-003569 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20220209 DATE AS OF CHANGE: 20220209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Stephen Charles CENTRAL INDEX KEY: 0001661597 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 22605243 MAIL ADDRESS: STREET 1: 886 SOUTH ROUECHE LANE CITY: KAYSVILLE STATE: UT ZIP: 84037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 5 1 ownership.xml X0306 5 2021-12-03 0 0 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001661597 Johnson Stephen Charles 886 SOUTH ROUECHE LANE KAYSVILLE UT 84037 0 1 0 0 VP - Mortgage Ops Employee Stock Option (right to buy) 3.14 2013-12-06 5 A 0 4543 3.14 A 2014-03-06 2023-12-06 Class A Common Stock 4543 4543 D Employee Stock Option (right to buy) 3.43 2014-12-05 5 A 0 8654 3.43 A 2015-03-05 2024-12-05 Class A Common Stock 8654 8654 D Employee Stock Option (right to buy) 4.82 2015-12-04 5 A 0 13736 4.82 A 2016-03-04 2025-12-04 Class A Common Stock 13736 13736 D Employee Stock Option (right to buy) 5.31 2016-12-02 5 A 0 6542 5.31 A 2017-03-02 2026-12-02 Class A Common Stock 6542 6542 D Employee Stock Option (right to buy) 4.01 2017-12-01 5 A 0 12458 4.01 A 2018-03-01 2027-12-01 Class A Common Stock 12458 12458 D Employee Stock Option (right to buy) 4.81 2019-12-06 5 A 0 11301 4.81 A 2019-03-01 2029-12-06 Class A Common Stock 11301 11301 D Employee Stock Option (right to buy) 3.49 2020-03-27 5 A 0 10763 3.49 A 2020-06-27 2030-03-27 Class A Common Stock 10763 10763 D Employee Stock Option (right to buy) 8.62 2021-12-03 5 A 0 10000 8.62 A 2022-03-03 2031-12-03 Class A Common Stock 10000 10000 D This option was granted on December 6, 2013 as an option for 3,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 5, 2014 as an option for 6,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 1, 2017 as an option for 10,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 6, 2019 as an option for 10,000 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on March 27, 2020 as an option for 10,000 shares of Class A Common Stock at an exercise price of $3.76 per share, but adjusted pursuant to the anti-dilution provisions in the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. This option was granted on December 3, 2021 as an option for 10,000 shares of Class A Common Stock at an exercise price of $8.62 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 3, 2022, until such shares are fully vested. /s/ Stephen C. Johnson 2022-02-09