0001493152-21-026516.txt : 20211027
0001493152-21-026516.hdr.sgml : 20211027
20211027144810
ACCESSION NUMBER: 0001493152-21-026516
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210716
FILED AS OF DATE: 20211027
DATE AS OF CHANGE: 20211027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stephens Jeffrey Russell
CENTRAL INDEX KEY: 0001488171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 211352466
MAIL ADDRESS:
STREET 1: 38 NORTHRIDGE WAY
CITY: SANDY
STATE: UT
ZIP: 84092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
ownership.xml
X0306
4
2021-07-16
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001488171
Stephens Jeffrey Russell
38 NORTHRIDGE WAY
SANDY
UT
84092
0
1
0
0
Sr General Counsel/Corp Sec
Employee Stock Option (right to buy)
2.93
2014-07-02
4
A
0
3607
2.93
A
2014-10-02
2024-07-02
Class A Common Stock
3607
3607
D
Employee Stock Option (right to buy)
3.43
2014-12-05
4
A
0
7212
3.43
A
2015-03-05
2024-12-05
Class A Common Stock
7212
7212
D
Employee Stock Option (right to buy)
4.82
2015-12-04
4
A
0
6869
4.82
A
2016-03-04
2025-12-04
Class A Common Stock
6869
6869
D
Employee Stock Option (right to buy)
5.31
2016-12-02
4
A
0
6542
5.31
A
2017-03-02
2026-12-02
Class A Common Stock
6542
6542
D
Employee Stock Option (right to buy)
4.01
2017-12-01
4
A
0
6231
4.01
A
2018-03-01
2027-12-01
Class A Common Stock
6231
6231
D
Employee Stock Option (right to buy)
4.62
2018-11-30
4
A
0
8900
4.62
A
2019-02-28
2028-11-30
Class A Common Stock
8900
8900
D
Employee Stock Option (right to buy)
4.81
2019-12-06
4
A
0
8476
4.81
A
2020-03-06
2029-12-06
Class A Common Stock
8476
8476
D
Employee Stock Option (right to buy)
3.49
2020-03-27
4
A
0
8072
3.49
A
2020-06-27
2030-03-27
Class A Common Stock
8072
8072
D
This option was granted on July 2, 2014 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 1, 2017 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on November 30, 2018 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on December 6, 2019 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on February 7, 2020, a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
This option was granted on March 27, 2020 as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.76 per share; but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a stock dividend paid on July 17, 2020; and a 2 1/2% stock dividend paid on July 17, 2020, and a 5% stock dividend paid on July 16, 2021.
/s/ Jeffrey R. Stephens
2021-10-27