0001445866-20-001512.txt : 20201008 0001445866-20-001512.hdr.sgml : 20201008 20201008184415 ACCESSION NUMBER: 0001445866-20-001512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201005 FILED AS OF DATE: 20201008 DATE AS OF CHANGE: 20201008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLER GILBERT A CENTRAL INDEX KEY: 0001203302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 201231780 MAIL ADDRESS: STREET 1: 55 WANDERWOOD WAY CITY: SANDY STATE: UT ZIP: 84092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-10-05 0 0000318673 SECURITY NATIONAL FINANCIAL CORP SNFCA 0001203302 FULLER GILBERT A 55 WANDERWOOD WAY SANDY UT 84092 1 0 0 0 Class A Common Stock 2020-10-05 4 M 0 387.0000 6.4600 A 1074.0000 D Director Stock Option (right to buy) 4.8100 2012-12-07 4 M 0 1515.0000 4.8100 D 2013-03-07 2022-12-07 Class A Common Stock 1515.0000 0.0000 D Director Stock Option (right to buy) 3.3000 2013-12-06 4 A 0 6982.0000 3.3000 A 2014-03-06 2023-12-06 Class A Common Stock 6982.0000 6982.0000 D Director Stock Option (right to buy) 3.3000 2013-12-07 4 A 0 1443.0000 3.3000 A 2014-03-07 2023-12-07 Class A Common Stock 1443.0000 1443.0000 D Director Stock Option (right to buy) 3.6100 2014-12-05 4 A 0 6869.0000 3.6100 A 2015-03-05 2024-12-05 Class A Common Stock 6869.0000 6869.0000 D Director Stock Option (right to buy) 3.6100 2014-12-07 4 A 0 1375.0000 3.6100 A 2015-03-07 2024-12-07 Class A Common Stock 1375.0000 1375.0000 D Director Stock Option (right to buy) 5.0700 2015-12-04 4 A 0 6542.0000 5.0700 A 2016-03-04 2025-12-04 Class A Common Stock 6542.0000 6542.0000 D Director Stock Option (right to buy) 5.0700 2015-12-07 4 A 0 1309.0000 5.0700 A 2016-03-07 2025-12-07 Class A Common Stock 1309.0000 1309.0000 D Director Stock Option (right to buy) 5.5900 2016-12-02 4 A 0 6230.0000 5.5900 A 2017-03-02 2026-12-02 Class A Common Stock 6230.0000 6230.0000 D Director Stock Option (right to buy) 5.8500 2016-12-07 4 A 0 1246.0000 5.8500 A 2017-03-07 2026-12-07 Class A Common Stock 1246.0000 1246.0000 D Director Stock Option (right to buy) 4.2200 2017-12-01 4 A 0 1187.0000 4.2200 A 2018-03-01 2027-12-01 Class A Common Stock 1187.0000 1187.0000 D Director Stock Option (right to buy) 4.8600 2018-11-30 4 A 0 5651.0000 4.8600 A 2019-02-28 2028-11-30 Class A Common Stock 5651.0000 5651.0000 D Director Stock Option (right to buy) 4.8600 2018-11-30 4 A 0 1131.0000 4.8600 A 2019-02-28 2028-11-30 Class A Common Stock 1131.0000 1131.0000 D Director Stock Option (right to buy) 5.0600 2019-12-06 4 A 0 5381.0000 5.0600 A 2020-03-06 2029-12-06 Class A Common Stock 5381.0000 5381.0000 D Director Stock Option (right to buy) 5.0600 2019-12-06 4 A 0 1076.0000 5.0600 A 2020-03-06 2029-12-06 Class A Common Stock 1076.0000 1076.0000 D Director Stock Option (right to buy) 3.6700 2020-03-27 4 A 0 2563.0000 3.6700 A 2020-06-27 2030-03-27 Class A Common Stock 2563.0000 2563.0000 D Director Stock Option (right to buy) 3.6700 2020-03-27 4 A 0 3588.0000 3.6700 A 2020-06-27 2030-03-27 Class A Common Stock 3588.0000 3588.0000 D This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 7, 2015 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 7, 2016 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 1, 2017 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on November 30, 2018 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on November 30, 2018 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 6, 2019 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on December 6, 2019 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on March 27, 2020 as an option for 2,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020. This option was granted on March 27, 2020 as an option for 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.76 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020. /s/ Gilbert A. Fuller 2020-10-08