0001445866-20-001226.txt : 20200818
0001445866-20-001226.hdr.sgml : 20200818
20200818153448
ACCESSION NUMBER: 0001445866-20-001226
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200717
FILED AS OF DATE: 20200818
DATE AS OF CHANGE: 20200818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quist Adam George
CENTRAL INDEX KEY: 0001740330
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 201113380
MAIL ADDRESS:
STREET 1: 4057 SOUTH OLIVIA VIEW LANE
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-07-17
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001740330
Quist Adam George
4057 SOUTH OLIVIA VIEW LANE
SALT LAKE CITY
UT
84107
0
1
0
0
Vice Pres / General Counsel
Class A Common Stock
2020-07-17
5
J
0
E
54
5.72
A
2214
D
Employee Stock Option (right to buy)
3.61
2014-12-05
4
A
0
2748
3.61
A
2015-03-05
2024-12-05
Class A Common Stock
2748
2748
D
Employee Stock Option (right to buy)
5.07
2015-12-04
4
A
0
13082
5.07
A
2016-03-04
2025-12-04
Class A Common Stock
13082
13082
D
Employee Stock Option (right to buy)
5.59
2016-12-02
4
A
0
12459
5.59
A
2017-03-02
2026-12-02
Class A Common Stock
12459
12459
D
Employee Stock Option (right to buy)
4.22
2017-12-01
4
A
0
17799
4.22
A
2018-03-01
2027-12-01
Class C Common Stock
17799
17799
D
Employee Stock Option (right to buy)
4.86
2018-11-30
4
A
0
22601
4.86
A
2019-02-28
2028-11-30
Class C Common Stock
22601
22601
D
Employee Stock Option (right to buy)
5.06
2019-12-06
4
A
0
37669
5.06
A
2020-03-06
2029-12-06
Class C Common Stock
37669
37669
D
Employee Stock Option (right to buy)
3.67
2020-03-27
4
A
0
35875
3.67
A
2020-06-27
2030-03-27
Class C Common Stock
35875
35875
D
Received pursuant to a stock dividend paid on July 17, 2020.
Does not include 13,932 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.
This option was granted on December 5, 2014 as an option for 2,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 4, 2015 as an option for 10,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 2, 2016 as an option for 10,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 1, 2017 as an option to purchase either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on November 30, 2018 as an option to purchase either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2019 as an option to purchase either 35,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested.
This option was granted on March 27, 2020 as an option to purchase either 35,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 35,000 shares of Class C Common Stock at an exercise price of $3.76 per share; and a 2 1/2% stock dividend paid on July 17, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested.
/s/ Adam G. Quist
2020-08-05