0001445866-20-001093.txt : 20200731
0001445866-20-001093.hdr.sgml : 20200731
20200731153943
ACCESSION NUMBER: 0001445866-20-001093
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200717
FILED AS OF DATE: 20200731
DATE AS OF CHANGE: 20200731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stephens Jeffrey Russell
CENTRAL INDEX KEY: 0001488171
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 201065807
MAIL ADDRESS:
STREET 1: 38 NORTHRIDGE WAY
CITY: SANDY
STATE: UT
ZIP: 84092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-07-17
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
SNFCA
0001488171
Stephens Jeffrey Russell
38 NORTHRIDGE WAY
SANDY
UT
84092
0
1
0
0
Sr Gen Counsel/Corp Secretary
Class A Common Stock
2020-07-17
5
J
0
E
25
5.72
A
1005
D
Employee Stock Option (right to buy)
1.01
2012-04-13
4
A
0
3787
1.01
A
2012-07-13
2022-04-13
Class A Common Stock
3787
3787
D
Employee Stock Option (right to buy)
3.3
2013-12-06
4
A
0
3607
3.3
A
2014-03-06
2023-12-06
Class A Common Stock
3607
3607
D
Employee Stock Option (right to buy)
3.08
2014-07-02
4
A
0
3435
3.08
A
2014-10-02
2024-07-02
Class A Common Stock
3435
3435
D
Employee Stock Option (right to buy)
3.61
2014-12-05
4
A
0
6869
3.61
A
2015-03-05
2024-12-05
Class A Common Stock
6869
6869
D
Employee Stock Option (right to buy)
5.07
2015-12-04
4
A
0
6542
5.07
A
2016-03-04
2025-12-04
Class A Common Stock
6542
6542
D
Employee Stock Option (right to buy)
5.59
2016-12-02
4
A
0
6230
5.59
A
2017-03-02
2026-12-02
Class A Common Stock
6230
6230
D
Employee Stock Option (right to buy)
4.22
2017-12-01
4
A
0
5934
4.22
A
2018-03-01
2027-12-01
Class A Common Stock
5934
5934
D
Employee Stock Option (right to buy)
4.86
2018-11-30
4
A
0
8476
4.86
A
2019-02-28
2028-11-30
Class A Common Stock
8476
8476
D
Employee Stock Option (right to buy)
5.06
2019-12-06
4
A
0
8072
5.06
A
2020-03-06
2029-12-06
Class A Common Stock
8072
8072
D
Employee Stock Option (right to buy)
3.67
2020-03-27
4
A
0
7688
3.67
A
2020-06-27
2030-03-27
Class A Common Stock
7688
7688
D
Received pursuant to a stock dividend paid on July 17, 2020.
Does not include 92,735 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan.
This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020. On December 4, 2012, the reporting person exercised part of these options to purchase 2,500 shares of Class A Common Stock; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2013 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on July 2, 2014 as an option for 2,500 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 4, 2015 as an option for 5,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 2, 2016 as an option for 5,000 shares of Class A Common Stock at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on December 1, 2017 as an option for 5,000 shares of Class A Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on November 30, 2018 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2 1/2%stock dividend paid on July 17, 2020.
This option was granted on December 6, 2019 as an option for 7,500 shares of Class A Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect stock dividends paid on February 7, 2020. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2 1/2% stock dividend paid on July 17, 2020.
This option was granted on March 27, 2020 as an option for 7,500 shares of Class A Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2 1/2% stock dividend paid on July 17, 2020.
/s/ Jeffrey Russell Stephens
2020-07-30